{
  "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013",
  "json_url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013.json",
  "id": "uksi/2013/1797",
  "title": "The Alternative Investment Fund Managers (Amendment) Regulations 2013",
  "short_title": "Alternative Investment Fund Managers 2013",
  "long_title": "These Regulations implement those provisions of Directive 2011/61/EU of the European Parliament and of the Council on Alternative Investment Fund Managers (“the Directive”) that must be transposed by 22nd July 2013 but do not come into effect until a date to be specified by the European Commission in a delegated act (“third country provisions”). The Financial Conduct Authority (“FCA”) is responsible for the implementation of other elements of the third country provisions. The parts of the Directive that come into effect on 22nd July 2013 are implemented by the Alternative Investment Fund Managers Regulations 2013 (“the principal regulations”). A transposition note setting out how the Directive will be transposed into United Kingdom law is available on HM Treasury's website (www.hm-treasury.gov.uk).",
  "citation": "S.I. 2013/1797",
  "type": "uksi",
  "year": "2013",
  "number": "1797",
  "version": "current",
  "date": "2013-07-17",
  "revised": true,
  "valid_from": "2023-07-11",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/regulation-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Interpretation",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/regulation-2",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Amendments to legislation that implemented Articles 35 and 37 to 41 of the directive",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/regulation-3",
      "extent": null,
      "status": "prospective",
      "parent": null
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Amendments to legislation that come into force on appointment by the Treasury",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/regulation-4",
      "extent": null,
      "status": "prospective",
      "parent": null
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Amendments to Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/regulation-5",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Consultation on rules made for the purposes of the provisions amended by Schedule 1",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/regulation-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "schedule/1",
      "kind": "schedule",
      "number": "1",
      "heading": "Amendments to legislation that implement Articles 35 and 37 to 41 of the directive",
      "url": null,
      "extent": null,
      "status": "prospective",
      "parent": null
    },
    {
      "path": "schedule/1/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": "Amendments to the Act",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-1/paragraph-1",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/1"
    },
    {
      "path": "schedule/1/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": "Amendments to the principal regulations",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-1/paragraph-2",
      "extent": "E+W+S+N.I.",
      "status": "prospective",
      "parent": "schedule/1"
    },
    {
      "path": "schedule/2",
      "kind": "schedule",
      "number": "2",
      "heading": "Amendments to legislation that come into force on termination of Articles 36 and 42 of the directive",
      "url": null,
      "extent": null,
      "status": "prospective",
      "parent": null
    },
    {
      "path": "schedule/2/part/1",
      "kind": "part",
      "number": "1",
      "heading": "Amendments to legislation",
      "url": null,
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/1",
      "kind": "paragraph",
      "number": "1",
      "heading": "Amendment to the Act",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-2/paragraph-1",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2/part/1"
    },
    {
      "path": "schedule/2/paragraph/2",
      "kind": "paragraph",
      "number": "2",
      "heading": "Amendment to the Regulated Activities Order",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-2/paragraph-2",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2/part/1"
    },
    {
      "path": "schedule/2/paragraph/3",
      "kind": "paragraph",
      "number": "3",
      "heading": "Amendments to the principal regulations",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-2/paragraph-3",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2/part/1"
    },
    {
      "path": "schedule/2/part/2",
      "kind": "part",
      "number": "2",
      "heading": "Transitional provisions relating to marketing by third country AIFMs",
      "url": null,
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2"
    },
    {
      "path": "schedule/2/paragraph/4",
      "kind": "paragraph",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-2/paragraph-4",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2/part/2"
    },
    {
      "path": "schedule/2/paragraph/5",
      "kind": "paragraph",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-2/paragraph-5",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2/part/2"
    },
    {
      "path": "schedule/2/paragraph/6",
      "kind": "paragraph",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/schedule-2/paragraph-6",
      "extent": null,
      "status": "prospective",
      "parent": "schedule/2/part/2"
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [
    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2013-07-19",
      "size": 109867,
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/pdf/uksi_20131797_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2013/1797/pdfs/uksi_20131797_en.pdf"
    },
    {
      "title": "UK Explanatory Memorandum",
      "main": false,
      "language": null,
      "date": "2013-07-18",
      "size": 32231,
      "url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/pdf/uksiem_20131797_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2013/1797/pdfs/uksiem_20131797_en.pdf"
    }
  ],
  "outstanding_effects": [
    {
      "type": "revoked",
      "affected_provisions": "Regulations",
      "affecting": "ukpga/2023/29",
      "affecting_title": "Financial Services and Markets Act 2023",
      "affecting_provisions": "Sch. 1 Pt. 2"
    }
  ],
  "made_under": [],
  "changes_made_to": 64,
  "changes_made_to_url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/changes.json",
  "changes_made_by": 62,
  "changes_made_by_url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/alternative-investment-fund-managers-amendment-regulations-2013/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/1797",
    "retrieved_at": "2026-10-29T00:47:24.212895+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}