{
  "url": "https://openlegislation.uk/alternative-investment-fund-managers-regulations-2013/regulation-19",
  "json_url": "https://openlegislation.uk/alternative-investment-fund-managers-regulations-2013/regulation-19.json",
  "legislation": "uksi/2013/1773",
  "legislation_title": "The Alternative Investment Fund Managers Regulations 2013",
  "legislation_url": "https://openlegislation.uk/alternative-investment-fund-managers-regulations-2013",
  "path": "regulation/19",
  "kind": "regulation",
  "number": "19",
  "heading": "Grounds for suspension of registration",
  "text": "(1) If one of the grounds in paragraph (2) is met, the FCA may suspend the registration of a small registered UK AIFM for a specified period, until the occurrence of a specified event, or until specified conditions are complied with.\n(2) The grounds are that it appears to the FCA that—\n(a) the AIFM does not meet a condition in regulation 10(2), (3) or, as the case may be, (4);\n(b) the AIFM has contravened, or is likely to contravene, an implementing provision, or a requirement imposed by the EuSEF Regulation or the EuVECA Regulation, that applies to it.\n(3) In this regulation “specified” means specified by the FCA in a notice given under regulation 20.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Regulations revoked (14.12.2023 for the revocation of reg. 79) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vi)"
    },
    {
      "type": "C",
      "label": "C1",
      "text": "Reg. 19 modified (30.1.2024 for specified purposes) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(b) (with Sch. 3)"
    },
    {
      "type": "C",
      "label": "C2",
      "text": "Reg. 19 modified (30.1.2024 for specified purposes, 1.11.2024 in so far as not already in force) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(b) (with Sch. 3) (as amended by S.I. 2024/705, regs. 1(2), 2(2))"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/1773/regulation/19",
    "retrieved_at": "2026-10-29T00:47:39.456479+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}