Paragraph 30 F1
In section 398 (misleading the FCA or PRA: residual cases) M1—
in subsection (1) for “imposed by or under this Act, or by the short selling regulation,” substitute “ falling within subsection (1A) ”;
after subsection (1) insert—
“(1A)
A requirement falls within this subsection if it is imposed by or under—(a)
this Act;(b)
the Alternative Investment Fund Managers Regulations 2013;(c)
the short selling regulation;(d)
Regulation (EU) No 345/2013 of the European Parliament and the Council of 17 April 2013 on European venture capital fundsM2; or(e)
Regulation (EU) No 346/2013 of the European Parliament and the Council of 17 April 2013 on European social entrepreneurship fundsM3.”.
Annotations
Textual amendments
- F1
Regulations revoked (14.12.2023 for the revocation of reg. 79) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vi)
Marginal citations
- M1
Section 398 was amended by paragraph 36 of Schedule 9 to the Financial Services Act 2012.
- M2
OJ L 115, 25.4.2013, p.1.
- M3
OJ L 115, 25.4.2013, p.18.