OpenLegislation

Paragraph 30 F1

In section 398 (misleading the FCA or PRA: residual cases) M1—

(a)

in subsection (1) for “imposed by or under this Act, or by the short selling regulation,” substitute “ falling within subsection (1A) ”;

(b)

after subsection (1) insert—

“(1A)

A requirement falls within this subsection if it is imposed by or under—

(a)

this Act;

(b)

the Alternative Investment Fund Managers Regulations 2013;

(c)

the short selling regulation;

(d)

Regulation (EU) No 345/2013 of the European Parliament and the Council of 17 April 2013 on European venture capital funds M2; or

(e)

Regulation (EU) No 346/2013 of the European Parliament and the Council of 17 April 2013 on European social entrepreneurship funds M3.”.

Annotations

Textual amendments

F1

Regulations revoked (14.12.2023 for the revocation of reg. 79) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vi)

Marginal citations

M1

Section 398 was amended by paragraph 36 of Schedule 9 to the Financial Services Act 2012.

M2

OJ L 115, 25.4.2013, p.1.

M3

OJ L 115, 25.4.2013, p.18.