# The Alternative Investment Fund Managers Regulations 2013, Paragraph 26


(1) The purpose set out in sub-paragraph (2) is specified for the purposes of Regulation 69A(3).
(2) To specify—
(a) the information to be notified to the FCA under rule 13.5.1 of the Supervision sourcebook by an AIFM to whom sub-paragraph (3) applies, and
(b) standard forms, templates and procedures for the transmission of information in accordance with paragraph (a).
(3) This sub-paragraph applies to AIFMs intending to—
(a) manage portfolios of investments in accordance with discretionary mandates given by investors;
(b) provide services comprising—
(i) investment advice;
(ii) safe-keeping and administration in relation to shares or units of collective investment undertakings;
(iii) reception and transmission of orders in relation to financial instruments.

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Source: https://www.legislation.gov.uk/uksi/2013/1773/schedule/A1/paragraph/26 (the official version)
Page: https://openlegislation.uk/alternative-investment-fund-managers-regulations-2013/schedule-A1/paragraph-26
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.