{
  "url": "https://openlegislation.uk/capital-requirements-regulations-2013/regulation-39",
  "json_url": "https://openlegislation.uk/capital-requirements-regulations-2013/regulation-39.json",
  "legislation": "uksi/2013/3115",
  "legislation_title": "The Capital Requirements Regulations 2013",
  "legislation_url": "https://openlegislation.uk/capital-requirements-regulations-2013",
  "path": "regulation/39",
  "kind": "regulation",
  "number": "39",
  "heading": "Meaning of “permission” and “protected item” in this Part",
  "text": "(1) In this Part—\n“permission” means a decision made by the PRA in relation to an institution under a power conferred on the PRA by—\n(a)the capital requirements regulation; ...\n(aa) section 144G of FSMA and CRR rules (as defined in Part 9D of FSMA);\n(ab)section 192XC of FSMA and section 192XA rules (as defined in Part 12B of FSMA);\n(b)any of the Specified EU Regulations under the Capital Requirements Regulation, as amended from time to time; or\n(c)a technical standard made by the PRA ... under the functions conferred on them by the Capital Requirements Regulation as amended by Part 4, Chapter 3 of the Capital Requirements (Amendment) (EU Exit) Regulations 2018.\n“protected item” has the same meaning as in section 413 of FSMA.\n(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Reg. 39 renumbered as reg 39(1) (9.6.2021) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 3 para. 22(2) (with Sch. 3 Pt. 4); S.I. 2021/671, reg. 2(d)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 39(1) substituted (1.1.2022) by The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376), regs. 1(3), 16(16)(a)(i)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in reg. 39(1) substituted (1.1.2022) by The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376), regs. 1(3), 16(16)(a)(ii)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Word in reg. 39 omitted (31.12.2020) by virtue of The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401), regs. 1(3), 27(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F5",
      "text": "Words in reg. 39(1) inserted (9.6.2021) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 3 para. 22(3) (with Sch. 3 Pt. 4); S.I. 2021/671, reg. 2(d)"
    },
    {
      "type": "F",
      "label": "F6",
      "text": "Words in reg. 39 substituted (31.12.2020) by The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401), regs. 1(3), 27(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F7",
      "text": "Words in reg. 39 inserted (31.12.2020) by The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401), regs. 1(3), 27(c) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F8",
      "text": "Words in reg. 39(1) omitted (1.1.2022) by virtue of The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376), regs. 1(3), 16(16)(a)(iii)"
    },
    {
      "type": "F",
      "label": "F9",
      "text": "Reg. 39(2) omitted (1.1.2022) by virtue of The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376), regs. 1(3), 16(16)(b)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/3115/regulation/39",
    "retrieved_at": "2026-10-29T00:32:33.411483+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}