{
  "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014",
  "json_url": "https://openlegislation.uk/central-securities-depositories-regulations-2014.json",
  "id": "uksi/2014/2879",
  "title": "The Central Securities Depositories Regulations 2014",
  "short_title": "Central Securities Depositories 2014",
  "long_title": "These Regulations implement in part certain Articles of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories (“CSDs”) (OJ No L257, 28.8.2014, p1) (“the CSD regulation”).",
  "citation": "S.I. 2014/2879",
  "type": "uksi",
  "year": "2014",
  "number": "2879",
  "version": "current",
  "date": "2014-10-29",
  "revised": true,
  "valid_from": "2025-02-27",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/1"
    },
    {
      "path": "part/2",
      "kind": "part",
      "number": "2",
      "heading": "Designation of competent authorities",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Designation of competent authorities",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/2"
    },
    {
      "path": "part/3",
      "kind": "part",
      "number": "3",
      "heading": "Powers of the FCA",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "Power of FCA to require information from a person who is not authorised",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/3"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Penalties and statements",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/3"
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Procedure in relation to regulation 4",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5",
      "extent": null,
      "status": null,
      "parent": "part/3"
    },
    {
      "path": "part/4",
      "kind": "part",
      "number": "4",
      "heading": "Powers of the Bank",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5A",
      "kind": "regulation",
      "number": "5A",
      "heading": "Power of the Bank to require information",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5A",
      "extent": null,
      "status": null,
      "parent": "part/4"
    },
    {
      "path": "regulation/5B",
      "kind": "regulation",
      "number": "5B",
      "heading": "Penalties and statements",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5B",
      "extent": null,
      "status": null,
      "parent": "part/4"
    },
    {
      "path": "regulation/5C",
      "kind": "regulation",
      "number": "5C",
      "heading": "Procedure in relation to regulation 5B",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5C",
      "extent": null,
      "status": null,
      "parent": "part/4"
    },
    {
      "path": "regulation/5D",
      "kind": "regulation",
      "number": "5D",
      "heading": "Power of the Bank to require a report by a skilled person",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5D",
      "extent": null,
      "status": null,
      "parent": "part/4"
    },
    {
      "path": "regulation/5E",
      "kind": "regulation",
      "number": "5E",
      "heading": "Power of the Bank to appoint a skilled person to collect and update information",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5E",
      "extent": null,
      "status": null,
      "parent": "part/4"
    },
    {
      "path": "part/5",
      "kind": "part",
      "number": "5",
      "heading": "Control over a recognised CSD",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5F",
      "kind": "regulation",
      "number": "5F",
      "heading": "Interpretation of Part 5",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5F",
      "extent": null,
      "status": null,
      "parent": "part/5"
    },
    {
      "path": "regulation/5G",
      "kind": "regulation",
      "number": "5G",
      "heading": "Powers of Bank in relation to proposed acquisition",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5G",
      "extent": null,
      "status": null,
      "parent": "part/5"
    },
    {
      "path": "regulation/5H",
      "kind": "regulation",
      "number": "5H",
      "heading": "Procedure in relation to proposed acquisition",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5H",
      "extent": null,
      "status": null,
      "parent": "part/5"
    },
    {
      "path": "regulation/5I",
      "kind": "regulation",
      "number": "5I",
      "heading": "Restriction notices",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5I",
      "extent": null,
      "status": null,
      "parent": "part/5"
    },
    {
      "path": "regulation/5J",
      "kind": "regulation",
      "number": "5J",
      "heading": "Orders for sale of shares",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5J",
      "extent": null,
      "status": null,
      "parent": "part/5"
    },
    {
      "path": "regulation/5K",
      "kind": "regulation",
      "number": "5K",
      "heading": "Offences",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5K",
      "extent": null,
      "status": null,
      "parent": "part/5"
    },
    {
      "path": "part/6",
      "kind": "part",
      "number": "6",
      "heading": "References to the Tribunal",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5L",
      "kind": "regulation",
      "number": "5L",
      "heading": "References to the Tribunal",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5L",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/6"
    },
    {
      "path": "part/7",
      "kind": "part",
      "number": "7",
      "heading": "Access to trading venues",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5M",
      "kind": "regulation",
      "number": "5M",
      "heading": "Access to trading venues",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5M",
      "extent": null,
      "status": null,
      "parent": "part/7"
    },
    {
      "path": "part/8",
      "kind": "part",
      "number": "8",
      "heading": "Reporting of infringements",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5N",
      "kind": "regulation",
      "number": "5N",
      "heading": "Reporting of infringements",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5N",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/8"
    },
    {
      "path": "part/8A",
      "kind": "part",
      "number": "8A",
      "heading": "Fees",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5O",
      "kind": "regulation",
      "number": "5O",
      "heading": "Fees",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5O",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/8A"
    },
    {
      "path": "part/9",
      "kind": "part",
      "number": "9",
      "heading": "Consequential amendments",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Amendments to the Financial Services and Markets Act 2000",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-6",
      "extent": null,
      "status": null,
      "parent": "part/9"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-7",
      "extent": null,
      "status": null,
      "parent": "part/9"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-8",
      "extent": null,
      "status": null,
      "parent": "part/9"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-9",
      "extent": null,
      "status": null,
      "parent": "part/9"
    },
    {
      "path": "part/10",
      "kind": "part",
      "number": "10",
      "heading": "Review",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Review",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/10"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "outstanding_effects": [],
  "made_under": [],
  "changes_made_to": 39,
  "changes_made_to_url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/changes.json",
  "changes_made_by": 33,
  "changes_made_by_url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2014/2879",
    "retrieved_at": "2026-10-28T23:58:14.680868+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}