{
  "url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5N",
  "json_url": "https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5N.json",
  "legislation": "uksi/2014/2879",
  "legislation_title": "The Central Securities Depositories Regulations 2014",
  "legislation_url": "https://openlegislation.uk/central-securities-depositories-regulations-2014",
  "path": "regulation/5N",
  "kind": "regulation",
  "number": "5N",
  "heading": "Reporting of infringements",
  "text": "(1) Settlement internalisers must have in place appropriate procedures for their employees to report actual or potential infringements of the CSD regulation and any assimilated law regulation made under that regulation internally through a specific, independent and autonomous channel.\n(2) The protections set out in points (b), (c) and (d) of Article 65(2) of that regulation (reporting of infringements) must be applied in relation to those procedures.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Pts. 4-8 and Pt. 9 heading inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(9) (with regs. 7(4), 9(1))"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 5N substituted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(5) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Word in reg. 5N(1) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 14(a)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2014/2879/regulation/5N",
    "retrieved_at": "2026-10-28T23:58:14.680868+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}