# The Central Securities Depositories Regulations 2014, Regulation 5N: Reporting of infringements

Extent: E+W+S+N.I.

(1) Settlement internalisers must have in place appropriate procedures for their employees to report actual or potential infringements of the CSD regulation and any assimilated law regulation made under that regulation internally through a specific, independent and autonomous channel.
(2) The protections set out in points (b), (c) and (d) of Article 65(2) of that regulation (reporting of infringements) must be applied in relation to those procedures.

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Source: https://www.legislation.gov.uk/uksi/2014/2879/regulation/5N (the official version)
Page: https://openlegislation.uk/central-securities-depositories-regulations-2014/regulation-5N
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

