{
  "url": "https://openlegislation.uk/credit-rating-agencies-amendment-etc-eu-exit-regulations-2019/regulation-16",
  "json_url": "https://openlegislation.uk/credit-rating-agencies-amendment-etc-eu-exit-regulations-2019/regulation-16.json",
  "legislation": "uksi/2019/266",
  "legislation_title": "The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/credit-rating-agencies-amendment-etc-eu-exit-regulations-2019",
  "path": "regulation/16",
  "kind": "regulation",
  "number": "16",
  "heading": "Hearings and appeals before the Upper Tribunal",
  "text": "(1) The following provisions of the Act apply in respect of a reference to the Upper Tribunal under—\n(a) regulation 15, or\n(b) the CRA Regulation ,\nas they apply in respect of such a reference under that Act.\n(2) The provisions are—\n(a) section 133 (proceedings before Tribunal: general provision) as if, in subsection (7A), after paragraph (o), there were inserted—\n“(p) a decision to impose a penalty under regulation 7 of the Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019 (financial penalties);\n(q) a decision to publish a statement under regulation 10 of those Regulations (public censure).”;\n(b) section 133A (proceedings before Tribunal: decision and supervisory notices, etc) ;\n(c) section 133B (offences) .",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "M",
      "label": "M1",
      "text": "See Article 18A of the CRA Regulation (inserted by regulation 75)."
    },
    {
      "type": "M",
      "label": "M2",
      "text": "Substituted by S.I. 2010/22 and amended by section 23(2) of the Financial Services Act 2012 (c. 21), paragraph 83 of Schedule 9 to the Crime and Courts Act 2013 (c. 22), section 4(2) of the Financial Services (Banking Reform) Act 2013 (c. 33), S.I. 2013/1388, S.I. 2014/3329, S.I. 2016/680 and S.I. 2017/1064."
    },
    {
      "type": "M",
      "label": "M3",
      "text": "Inserted by S.I. 2010/22 and amended by section 23(3) of the Financial Services Act 2012 (c. 21)."
    },
    {
      "type": "M",
      "label": "M4",
      "text": "Inserted by S.I. 2010/22 and amended by section 23(4) of the Financial Services Act 2012 (c. 21)."
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 16 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2019/266/regulation/16",
    "retrieved_at": "2026-10-28T22:47:22.552015+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}