Regulation 97 I1

United Kingdom

In Annex 1—

(a)

for “ESMA”, in each place it occurs, substitute “ the FCA ”;

(b)

in paragraph 1 of section C, for “Article 1(2) of Directive 2004/72/EC” substitute “ point 26 of Article 3(1) of Regulation (EU) No 596/2014 ”;

(c)

in section D, in paragraph 3 of Part 3, for “regulated markets” substitute “ EU regulated markets ”;

(d)

in section E, in paragraph 1 of Part 3, for “regulated markets” substitute “ United Kingdom regulated markets ”;

(e)

in section E, in paragraph 8 of Part 3—

(i)

for “Article 46a(1) of Council Directive 78/660/EEC of 25 July 1978” substitute “ the United Kingdom provisions which implemented Article 20(1) of Directive 2013/34/EU ”;

(ii)

for “Article 46a(1)(d) of that Directive” substitute “ those provisions ”.

Annotations

Commencement

I1: Reg. 97 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Notes on the whole SI

Textual amendments

F1: Regulations revoked (1.1.2024 for the revocation of reg. 3(3)) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 5(c)(iii)