{
  "url": "https://openlegislation.uk/cross-border-credit-transfers-regulations-1999/schedule",
  "json_url": "https://openlegislation.uk/cross-border-credit-transfers-regulations-1999/schedule.json",
  "legislation": "uksi/1999/1876",
  "legislation_title": "The Cross-Border Credit Transfers Regulations 1999",
  "legislation_url": "https://openlegislation.uk/cross-border-credit-transfers-regulations-1999",
  "path": "schedule",
  "kind": "schedule",
  "number": null,
  "heading": "ARTICLE 4(1) OF COUNCIL REGULATION NO. 3604/93/EC",
  "text": "“Article 4\n1 For the purposes of Article 104a of the Treaty, `financial institutions' means:\ncredit institutions as defined in the first indent of Article 1 of Directive 77/780/ EEC,\ninsurance undertakings as defined in Article 1, point (a) of Directive 92/49/EEC,\nassurance undertakings as defined in Article 1, point (a) of Directive 92/96/EEC,\nUCITS as defined in Article 1(2) of Directive 85/611/EEC,\ninvestment firms as defined in Article 1(2) of Directive 93/22/EEC,\nother undertakings the activities of which are similar to those of the undertakings referred to in the previous indents or the principal activity of which is to acquire holdings of financial assets or to transform financial claims.”",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "O.J. L322, 17.12.77, page 30, as amended by Council Directive 85/345/EEC (O.J. L183, 16.7.85, page 19), Council Directive 89/646/EEC (O.J. L386, 30.12.89, page 1), European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7), Council Directive 96/13/EC (O.J. L66, 16.3.96, page 15) and European Parliament and Council Directive 98/33/EC (O.J. L204, 21.7.98, page 29)."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "O.J. L228, 11.8.92, page 1, as amended by European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7)."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "O.J. L360, 9.12.92, page 1, as amended by European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7)."
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "O.J. L375, 31.12.85, page 3, as amended by Council Directive 88/220/EEC (O.J. L100, 19.4.88, page 31) and European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7)."
    },
    {
      "type": "footnote",
      "label": "f5",
      "text": "O.J. L141, 11.6.93, page 27, as amended by European Parliament and Council Directive 95/26/EC (O.J. L168, 18.7.95, page 7) and European Parliament and Council Directive 97/9/EC (O.J. L84, 26.3.97, page 22)."
    }
  ],
  "outstanding_effects": [
    {
      "type": "words substituted",
      "affecting": "uksi/2003/2066",
      "affecting_title": "The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/1999/1876/schedule",
    "retrieved_at": "2026-10-29T10:19:21.415978+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}