{
  "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked",
  "json_url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked.json",
  "id": "uksi/2017/699",
  "title": "The Data Reporting Services Regulations 2017 (revoked)",
  "long_title": ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .",
  "citation": "S.I. 2017/699",
  "type": "uksi",
  "year": "2017",
  "number": "699",
  "version": "current",
  "date": "2017-06-21",
  "revised": true,
  "valid_from": "2024-04-05",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 4,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "Introductory Provisions",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-1",
      "extent": null,
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Interpretation",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-2",
      "extent": null,
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/2A",
      "kind": "regulation",
      "number": "2A",
      "heading": "References to EU Regulations etc",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-2A",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/3",
      "kind": "regulation",
      "number": "3",
      "heading": "CTP definition and conditions",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-3",
      "extent": null,
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Retained EU law",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-4",
      "extent": null,
      "status": "repealed",
      "parent": "part/1"
    },
    {
      "path": "part/2",
      "kind": "part",
      "number": "2",
      "heading": "Authorisation of Data Reporting Services",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Prohibition on provision of data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-5",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/6",
      "kind": "regulation",
      "number": "6",
      "heading": "Register of data reporting service providers",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-6",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/7",
      "kind": "regulation",
      "number": "7",
      "heading": "Application for authorisation to provide a data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-7",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/8",
      "kind": "regulation",
      "number": "8",
      "heading": "Application for verification of compliance with these Regulations",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-8",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/9",
      "kind": "regulation",
      "number": "9",
      "heading": "Conditions for authorisation to provide a data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-9",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/10",
      "kind": "regulation",
      "number": "10",
      "heading": "Determination of an application for authorisation to provide a data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-10",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/11",
      "kind": "regulation",
      "number": "11",
      "heading": "Cancellation of an authorisation to provide a data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-11",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/12",
      "kind": "regulation",
      "number": "12",
      "heading": "Variation of an authorisation to provide data reporting services",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-12",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/12A",
      "kind": "regulation",
      "number": "12A",
      "heading": "Deemed authorisation to provide a data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-12A",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/12B",
      "kind": "regulation",
      "number": "12B",
      "heading": "Regulator response",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-12B",
      "extent": null,
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "regulation/12C",
      "kind": "regulation",
      "number": "12C",
      "heading": "Period during which regulation 12A is to apply",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-12C",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/2"
    },
    {
      "path": "part/3",
      "kind": "part",
      "number": "3",
      "heading": "Operating Requirements",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/13",
      "kind": "regulation",
      "number": "13",
      "heading": "Requirements for the management body of a data reporting service provider",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-13",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/14",
      "kind": "regulation",
      "number": "14",
      "heading": "Conditions for an APA",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-14",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/15",
      "kind": "regulation",
      "number": "15",
      "heading": "Conditions for a CTP",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-15",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "regulation/16",
      "kind": "regulation",
      "number": "16",
      "heading": "Conditions for an ARM",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-16",
      "extent": null,
      "status": "repealed",
      "parent": "part/3"
    },
    {
      "path": "part/4",
      "kind": "part",
      "number": "4",
      "heading": "Administration and enforcement",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "part/4/chapter/1",
      "kind": "chapter",
      "number": "1",
      "heading": "The FCA",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4"
    },
    {
      "path": "part/4/chapter/1/crossheading/functions-of-the-fca",
      "kind": "crossheading",
      "number": null,
      "heading": "Functions of the FCA",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1"
    },
    {
      "path": "regulation/17",
      "kind": "regulation",
      "number": "17",
      "heading": "Functions of the FCA",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-17",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/functions-of-the-fca"
    },
    {
      "path": "regulation/18",
      "kind": "regulation",
      "number": "18",
      "heading": "Monitoring and enforcement",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-18",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/functions-of-the-fca"
    },
    {
      "path": "regulation/19",
      "kind": "regulation",
      "number": "19",
      "heading": "Co-operation and consultation",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-19",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/functions-of-the-fca"
    },
    {
      "path": "regulation/20",
      "kind": "regulation",
      "number": "20",
      "heading": "Guidance",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-20",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/functions-of-the-fca"
    },
    {
      "path": "regulation/21",
      "kind": "regulation",
      "number": "21",
      "heading": "Reporting requirements",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-21",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/functions-of-the-fca"
    },
    {
      "path": "part/4/chapter/1/crossheading/restrictions-on-authorisation",
      "kind": "crossheading",
      "number": null,
      "heading": "Restrictions on authorisation",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1"
    },
    {
      "path": "regulation/22",
      "kind": "regulation",
      "number": "22",
      "heading": "Restrictions on authorisation to carry on data reporting services",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-22",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/restrictions-on-authorisation"
    },
    {
      "path": "part/4/chapter/1/crossheading/administrative-sanctions",
      "kind": "crossheading",
      "number": null,
      "heading": "Administrative sanctions",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1"
    },
    {
      "path": "regulation/23",
      "kind": "regulation",
      "number": "23",
      "heading": "Public censure",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-23",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/administrative-sanctions"
    },
    {
      "path": "regulation/24",
      "kind": "regulation",
      "number": "24",
      "heading": "Financial penalties",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-24",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/administrative-sanctions"
    },
    {
      "path": "regulation/25",
      "kind": "regulation",
      "number": "25",
      "heading": "Warning notice",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-25",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/administrative-sanctions"
    },
    {
      "path": "regulation/26",
      "kind": "regulation",
      "number": "26",
      "heading": "Decision notice",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-26",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/administrative-sanctions"
    },
    {
      "path": "regulation/27",
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      "number": "27",
      "heading": "Statements of policy",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-27",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/administrative-sanctions"
    },
    {
      "path": "regulation/28",
      "kind": "regulation",
      "number": "28",
      "heading": "Statements of policy: procedure",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-28",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/administrative-sanctions"
    },
    {
      "path": "part/4/chapter/1/crossheading/offences",
      "kind": "crossheading",
      "number": null,
      "heading": "Offences",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1"
    },
    {
      "path": "regulation/29",
      "kind": "regulation",
      "number": "29",
      "heading": "Misleading the FCA",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-29",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/offences"
    },
    {
      "path": "regulation/30",
      "kind": "regulation",
      "number": "30",
      "heading": "Breach of the prohibition on provision of data reporting service",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-30",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/offences"
    },
    {
      "path": "regulation/31",
      "kind": "regulation",
      "number": "31",
      "heading": "Restriction on penalties",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-31",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/1/crossheading/offences"
    },
    {
      "path": "part/4/chapter/2",
      "kind": "chapter",
      "number": "2",
      "heading": "Application of the Act for the purposes of the Regulations",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4"
    },
    {
      "path": "regulation/32",
      "kind": "regulation",
      "number": "32",
      "heading": "Application of Part 9 of the Act (hearings and appeals)",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-32",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/33",
      "kind": "regulation",
      "number": "33",
      "heading": "Application of Part 11 of the Act (information gathering and investigations)",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-33",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/34",
      "kind": "regulation",
      "number": "34",
      "heading": "Information given by an auditor",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-34",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/35",
      "kind": "regulation",
      "number": "35",
      "heading": "Restrictions on disclosure of information",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-35",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/36",
      "kind": "regulation",
      "number": "36",
      "heading": "Application of Part 25 of the Act (injunctions and restitution)",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-36",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/37",
      "kind": "regulation",
      "number": "37",
      "heading": "Application of Part 26 of the Act (notices)",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-37",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/38",
      "kind": "regulation",
      "number": "38",
      "heading": "Application of Part 27 of the Act (offences)",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-38",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/39",
      "kind": "regulation",
      "number": "39",
      "heading": "Application of section 413 of the Act (protected items)",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-39",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "regulation/40",
      "kind": "regulation",
      "number": "40",
      "heading": "FCA: penalties, fees and exemption from liability in damages",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-40",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/2"
    },
    {
      "path": "part/4/chapter/3",
      "kind": "chapter",
      "number": "3",
      "heading": "Application of secondary legislation for the purposes of the Regulations",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": "part/4"
    },
    {
      "path": "regulation/41",
      "kind": "regulation",
      "number": "41",
      "heading": "Service of notices",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-41",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/3"
    },
    {
      "path": "regulation/42",
      "kind": "regulation",
      "number": "42",
      "heading": "Disclosure of confidential information",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-42",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/3"
    },
    {
      "path": "regulation/43",
      "kind": "regulation",
      "number": "43",
      "heading": "Communications by auditors",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-43",
      "extent": null,
      "status": "repealed",
      "parent": "part/4/chapter/3"
    },
    {
      "path": "part/5",
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      "number": "5",
      "heading": "Miscellaneous",
      "url": null,
      "extent": null,
      "status": "repealed",
      "parent": null
    },
    {
      "path": "regulation/44",
      "kind": "regulation",
      "number": "44",
      "heading": "Record keeping",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-44",
      "extent": null,
      "status": "repealed",
      "parent": "part/5"
    },
    {
      "path": "regulation/45",
      "kind": "regulation",
      "number": "45",
      "heading": "Reporting of infringements",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-45",
      "extent": null,
      "status": "repealed",
      "parent": "part/5"
    },
    {
      "path": "regulation/46",
      "kind": "regulation",
      "number": "46",
      "heading": "Application to Gibraltar",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-46",
      "extent": null,
      "status": "repealed",
      "parent": "part/5"
    },
    {
      "path": "regulation/47",
      "kind": "regulation",
      "number": "47",
      "heading": "Applications for authorisation and verification: CTP definition and conditions",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-47",
      "extent": null,
      "status": "repealed",
      "parent": "part/5"
    },
    {
      "path": "regulation/48",
      "kind": "regulation",
      "number": "48",
      "heading": "Review",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/regulation-48",
      "extent": null,
      "status": "repealed",
      "parent": "part/5"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/data-reporting-services-regulations-2017-revoked/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "outstanding_effects": [
    {
      "type": "power to amend conferred",
      "affected_provisions": "Regulations",
      "affecting": "ukpga/2021/22",
      "affecting_title": "Financial Services Act 2021",
      "affecting_provisions": "s. 23"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2017/699",
    "retrieved_at": "2026-10-28T23:10:02.630835+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}