# The Alternative Investment Fund Managers Regulations 2013, Regulation 19: Grounds for suspension of registration


(1) If one of the grounds in paragraph (2) is met, the FCA may suspend the registration of a small registered UK AIFM for a specified period, until the occurrence of a specified event, or until specified conditions are complied with.
(2) The grounds are that it appears to the FCA that—
(a) the AIFM does not meet a condition in regulation 10(2), (3) or, as the case may be, (4);
(b) the AIFM has contravened, or is likely to contravene, an implementing provision, or a requirement imposed by the EuSEF Regulation or the EuVECA Regulation, that applies to it.
(3) In this regulation “specified” means specified by the FCA in a notice given under regulation 20.

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Source: https://www.legislation.gov.uk/ukdsi/2013/9780111540206/regulation/19 (the official version)
Page: https://openlegislation.uk/draft-alternative-investment-fund-managers-regulations-2013/regulation-19
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.