# The Alternative Investment Fund Managers Regulations 2013, Regulation 49: Marketing by full-scope EEA AIFMs of certain AIFs


A full-scope EEA AIFM may not market in the United Kingdom an AIF that does not fall within regulation 57(1) unless—
(a) in the case of marketing to a professional investor, the FCA has received a regulator’s notice in relation to the marketing of the AIF in accordance with Schedule 3 to the Act (EEA passport rights); or
(b) in the case of marketing to a retail investor—
(i) the FCA has received a regulator’s notice in relation to the marketing of the AIF in accordance with Schedule 3 to the Act; or
(ii) the FCA has approved the marketing in accordance with regulation 54 and has not suspended or revoked that approval.

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Source: https://www.legislation.gov.uk/ukdsi/2013/9780111540206/regulation/49 (the official version)
Page: https://openlegislation.uk/draft-alternative-investment-fund-managers-regulations-2013/regulation-49
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.