{
  "url": "https://openlegislation.uk/draft-collective-investment-in-transferable-securities-contractual-scheme-regulations-2013/regulation-7",
  "json_url": "https://openlegislation.uk/draft-collective-investment-in-transferable-securities-contractual-scheme-regulations-2013/regulation-7.json",
  "legislation": "ukdsi/2013/9780111537756",
  "legislation_title": "The Collective Investment in Transferable Securities (Contractual Scheme) Regulations 2013",
  "legislation_url": "https://openlegislation.uk/draft-collective-investment-in-transferable-securities-contractual-scheme-regulations-2013",
  "path": "regulation/7",
  "kind": "regulation",
  "number": "7",
  "heading": "The Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975",
  "text": "(1) The Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975 is amended as follows.\n(2) In article 2, in paragraph (1)—\n(a) after the definition of “day care premises” insert—\n““depositary”, in relation to an authorised contractual scheme, has the meaning given in section 237(2) of the 2000 Act;”; and\n(b) after the definition of “open-ended investment company” insert—\n““operator”, in relation to an authorised contractual scheme, has the meaning given in section 237(2) of the 2000 Act;”.\n(3) In article 3(g), in the table, after entry 3 insert the following entry—\n“\n3A\n(a)\nThe operator or depositary of an authorised contractual scheme (within the meaning of section 237(3) of the 2000 Act).\nThe FCA.\n(b)\nAn associate of the person (whether or not an individual) mentioned in sub-paragraph (a).\n”\n(4) In article 4, after paragraph (d)(vi) insert—\n“(via) to refuse to make, or to revoke, an order declaring a contractual scheme to be an authorised contractual scheme under section 261D of the 2000 Act or to refuse to give its approval under section 261Q of the 2000 Act to a proposal to replace the operator or depositary of such a scheme,\n(vib) to give a direction under section 261X of the 2000 Act or to vary (or to refuse to vary or revoke) such a direction,”.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "S.I. 1975/1023. Relevant amendments are noted separately. This Order was revoked in relation to Scotland by S.S.I. 2003/231."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "Paragraph 1 was substituted by S.I. 1986/2268 and amended by S.I. 2001/3816, 2008/3259 and 2013/472."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "The definition of “the operator” in section 237(2) is amended by regulation 3(6)(b) of these Regulations."
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "Paragraph (g) was inserted by S.I. 2001/3816 and amended by S.I. 2007/2149 and 2013/472 (which substituted the table)."
    },
    {
      "type": "footnote",
      "label": "f5",
      "text": "Article 4 was amended by S.I. 2001/3816 (which substituted paragraph (d)) and 2008/3259."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2013/9780111537756/regulation/7",
    "retrieved_at": "2026-10-30T14:50:04.641604+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}