{
  "url": "https://openlegislation.uk/draft-credit-rating-agencies-amendment-etc-eu-exit-regulations-2019/regulation-11",
  "json_url": "https://openlegislation.uk/draft-credit-rating-agencies-amendment-etc-eu-exit-regulations-2019/regulation-11.json",
  "legislation": "ukdsi/2019/9780111176696",
  "legislation_title": "The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/draft-credit-rating-agencies-amendment-etc-eu-exit-regulations-2019",
  "path": "regulation/11",
  "kind": "regulation",
  "number": "11",
  "heading": "Warning notice",
  "text": "(1) If the FCA proposes to—\n(a) impose a penalty on a credit rating agency under regulation 7, or\n(b) publish a statement in respect of a credit rating agency under regulation 10,\nit must give the credit rating agency a warning notice.\n(2) A warning notice about a proposal to impose a penalty must state the amount of the penalty.\n(3) A warning notice about a proposal to publish a statement must set out the terms of the statement.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2019/9780111176696/regulation/11",
    "retrieved_at": "2026-10-30T15:02:42.299701+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}