Regulation 97 Amendment of Regulation (EC) No 1060/2009

In Annex 1—

(a)

for “ESMA”, in each place it occurs, substitute “the FCA”;

(b)

in paragraph 1 of section C, for “Article 1(2) of Directive 2004/72/EC” substitute “point 26 of Article 3(1) of Regulation (EU) No 596/2014”;

(c)

in section D, in paragraph 3 of Part 3, for “regulated markets” substitute “EU regulated markets”;

(d)

in section E, in paragraph 1 of Part 3, for “regulated markets” substitute “United Kingdom regulated markets”;

(e)

in section E, in paragraph 8 of Part 3—

(i)

for “Article 46a(1) of Council Directive 78/660/EEC of 25 July 1978” substitute “the United Kingdom provisions which implemented Article 20(1) of Directive 2013/34/EU”;

(ii)

for “Article 46a(1)(d) of that Directive” substitute “those provisions”.