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Regulation 105 Monitoring functions

Original text. Later amendments are not shown.

Each national enforcement authority must monitor—

(a)

compliance by registered scheme producers with the obligations of a registered scheme producer under these Regulations;

(b)

compliance by the deposit management organisation with the obligations imposed on the deposit management organisation under these Regulations;

(c)

compliance by scheme retailers with the obligations imposed on scheme retailers under these Regulations;

(d)

the registration of scheme producers;

(e)

the registration of scheme retailers;

(f)

the accuracy of the information provided by registered scheme producers;

(g)

the accuracy of the information provided by scheme retailers;

(h)

the accuracy of the information provided by the deposit management organisation.