Paragraph 4 Registration of agents

If a notification for the purposes of paragraph 2(1)(c) includes the information required by paragraph 3(2)(e) in relation to an agent, the FCA must, with effect from exit day or as soon as practicable after that time, include the agent on the register maintained under regulation 4 of EMR 2011.

A person to whom paragraph 2 applies may apply to the FCA under regulation 34 of EMR 2011 before exit day for the registration at any time after exit day of an agent not falling within sub-paragraph (1).