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Paragraph 7 Non-compliance with an enforcement undertaking

Original text. Later amendments are not shown.

(1)

If an enforcement undertaking is not complied with the regulator may either—

(a)

serve a variable monetary penalty notice, compliance notice or restoration notice, or

(b)

bring criminal proceedings.

(2)

If a person has complied partly but not fully with an undertaking, that part-compliance must be taken into account in the imposition of any criminal or other sanction on the person.

(3)

Criminal proceedings for offences triable summarily to which an enforcement undertaking relates may be instituted at any time up to six months from the date when the regulator notifies the person that such person has failed to comply with that undertaking.