{
  "url": "https://openlegislation.uk/draft-environmental-regulation-enforcement-measures-scotland-order-2015/schedule-4",
  "json_url": "https://openlegislation.uk/draft-environmental-regulation-enforcement-measures-scotland-order-2015/schedule-4.json",
  "legislation": "sdsi/2015/9780111029466",
  "legislation_title": "The Environmental Regulation (Enforcement Measures) (Scotland) Order 2015",
  "legislation_url": "https://openlegislation.uk/draft-environmental-regulation-enforcement-measures-scotland-order-2015",
  "path": "schedule/4",
  "kind": "schedule",
  "number": "4",
  "heading": "Relevant offences and fixed penalty amounts",
  "text": "In the following table—\n“FMP” is a fixed monetary penalty;\n“VMP” is a variable monetary penalty;\n“EU” is an enforcement undertaking; and\n“FMP amount” is the level of fixed monetary penalty specified in accordance with paragraph 2 of Schedule 1.\nProvision creating offence\nFMP\nVMP\nEU\nFMP amount\nThe Control of Pollution Act 1974\nSection 30Z(3) (failure to give notice of proposed abandonment of a mine timeously)\nYES\nYES\nYES\nLOW\nThe Wildlife and Countryside Act 1981\nSection 14K(1) (failing to comply with a species control order)\nYES\nYES\nYES\nMEDIUM\nSection 14K(2) (obstruction)\nYES\nNO\nNO\nLOW\nSection 14K(3) (carrying out an excluded operation)\nYES\nYES\nYES\nMEDIUM\nThe Sludge (Use in Agriculture) Regulations 1989\nRegulation 9 (offences in relation to the use of sludge on agricultural land)\nYES\nYES\nYES\nMEDIUM\nThe Control of Pollution (Amendment) Act 1989\nSection 1(1) (transporting controlled waste without registration)\nYES\nYES\nYES\nLOW\nSection 5(4) (obstructing an authorised officer or constable or failing to comply with requirements in exercise of enforcement powers)\nYES\nNO\nNO\nLOW\nSection 6(9) (obstruction: seizure of vehicles)\nYES\nNO\nNO\nLOW\nSection 7(3)(a) (failure to provide information)\nYES\nYES\nYES\nLOW\nSection 7(3)(b) (false or misleading information)\nYES\nYES\nYES\nHIGH\nThe Environmental Protection Act 1990\nSection 33(6) (unauthorised or harmful depositing, treatment or disposal etc. of waste; breaching conditions of a waste management licence)\nYES\nYES\nYES\nMEDIUM\nSection 34(6) (failure to comply with duty of care requirements)\nYES\nYES\nYES\nLOW\nSection 35(7B) (waste management licences: false entry in records, and forgery of licences etc.)\nYES\nYES\nYES\nHIGH\nSection 38(10) or (11) (failure to comply with measures required following suspension of licence)\nYES\nYES\nYES\nMEDIUM\nSection 44(1) (false or misleading statements)\nYES\nYES\nYES\nHIGH\nSection 44(2) (making false entries)\nYES\nYES\nYES\nHIGH\nSection 57(5) (failure to comply with ministerial direction relating to waste acceptance etc.)\nYES\nYES\nYES\nLOW\nSection 59(5) (failure to comply with notice requiring removal of waste)\nYES\nYES\nYES\nMEDIUM\nSection 63(2) (offences in relation to depositing waste other than controlled waste)\nYES\nYES\nYES\nMEDIUM\nSection 71(3) (failure to comply with information notice)\nYES\nYES\nYES\nLOW\nSection 78M(1) (failure to comply with a remediation notice)\nYES\nYES\nYES\nMEDIUM\nThe Radioactive Substances Act 1993\nSection 32(1) (offences relating to registration or authorisation)\nNO\nYES\nYES\nSection 33(1) (failure to display copies of documents)\nYES\nNO\nYES\nLOW\nSection 33(2) (taking down or defacing documents)\nYES\nNO\nYES\nLOW\nSection 33(3) (failure to comply with requirements relating to site or disposal records)\nYES\nYES\nYES\nLOW\nSection 34A(1) or (2) (offences of making false or misleading statements or false entries)\nYES\nYES\nYES\nHIGH\nThe Environment Act 1995\nSection 27(3)(a) (failure to comply with information notices)\nYES\nYES\nYES\nLOW\nSection 27(3)(b) (false statements)\nYES\nYES\nYES\nHIGH\nSection 110(1) (obstruction)\nYES\nNO\nNO\nLOW\nSection 110(2)(a) (failure to comply with a requirement imposed under enforcement powers)\nYES\nNO\nNO\nLOW\nSection 110(2)(b) (failure to provide facilities or assistance)\nYES\nNO\nNO\nLOW\nSection 110(2)(c) (preventing answers)\nYES\nNO\nNO\nLOW\nSection 110(3) (pretending to be an authorised person)\nYES\nNO\nNO\nLOW\nThe Special Waste Regulations 1996\nRegulation 18(1) (failure to comply with regulations) insofar as it relates to—\n(a) a failure to comply with regulation 17 or 17A of those Regulations;\nYES\nYES\nYES\nMEDIUM\n(b) a failure to comply with any other obligation or requirement.\nYES\nYES\nYES\nLOW\nRegulation 18(3) (false or misleading statements)\nYES\nYES\nYES\nHIGH\nRegulation 18(4) (false entries in records)\nYES\nYES\nYES\nHIGH\nThe Environmental Protection (Disposal of Polychlorinated Biphenyls and other Dangerous Substances) (Scotland) Regulations 2000\nRegulation 13(1) (holding contaminated equipment without registration)\nYES\nYES\nYES\nMEDIUM\nRegulation 13(2) (offences relating to holding, disposing and decontaminating of equipment)\nYES\nYES\nYES\nMEDIUM\nRegulation 13(3) (failure to comply with labelling requirements)\nYES\nYES\nYES\nLOW\nRegulation 13(4)(a) (false or misleading registration information)\nYES\nYES\nYES\nHIGH\nRegulation 13(4)(b) (failure to provide inventories information)\nYES\nYES\nYES\nLOW\nRegulation 13(4)(c) (false or misleading information)\nYES\nYES\nYES\nHIGH\nThe Waste and Emissions Trading Act 2003\nSection 13(2) (failure to maintain records, gather information, or make returns etc.)\nYES\nYES\nYES\nLOW\nSection 13(4)(a) (obstruction)\nYES\nNO\nNO\nLOW\nSection 13(4)(b) (failure to comply with investigatory powers conferred under section 13(3))\nYES\nNO\nNO\nLOW\nThe Water Environment and Water Services (Scotland) Act 2003\nSection 18(9)(a) (failure to comply with information notice etc.)\nYES\nYES\nYES\nLOW\nSection 18(9)(b) (altering, supressing or destroying documents)\nYES\nYES\nYES\nHIGH\nThe Landfill (Scotland) Regulations 2003\nRegulation 19(1) (landfill operator breaching certain prohibitions, criteria and requirements)\nYES\nYES\nNO\nMEDIUM\nThe Control of Pollution (Silage, Slurry and Agricultural Fuel Oil) (Scotland) Regulations 2003\nRegulation 11 insofar as it relates to a failure to comply with requirements under—\nregulation 2(1), 2(2), 3(1) or 6 of those Regulations;\nYES\nYES\nYES\nMEDIUM\nregulation 10 of those Regulations\nYES\nYES\nYES\nLOW\nThe Producer Responsibility Obligations (Packaging Waste) Regulations 2007\nRegulation 40(1)(a) (breaching the producer registration obligation)\nYES\nYES\nYES\nMEDIUM\nRegulation 40(1)(b) (breaching producer recovery and recycling obligations)\nYES\nYES\nYES\nMEDIUM\nRegulation 40(1)(c) (breaching the certifying obligation)\nYES\nYES\nYES\nLOW\nRegulation 40(3) (breaching operator recovery and recycling obligations)\nYES\nYES\nYES\nMEDIUM\nRegulation 40(4) (contravening requirements or conditions of accreditation)\nYES\nYES\nYES\nMEDIUM\nRegulation 40(5) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 40(6) (failure to comply with notice requirements)\nYES\nYES\nYES\nMEDIUM\nRegulation 40(7) (obstruction)\nYES\nNO\nNO\nLOW\nRegulation 40(8)(a) (holding companies; failure to comply with recovery and recycling obligations)\nYES\nYES\nYES\nMEDIUM\nRegulation 40(8)(b) (holding companies; failure to furnish a certificate of compliance)\nYES\nYES\nYES\nLOW\nThe Environmental Liability (Scotland) Regulations 2009\nRegulation 10(6) (failure by operator to take preventive measures, etc.)\nYES\nYES\nYES\nMEDIUM\nRegulation 11(7) (failure by operator to identify potential remedial measures, etc.)\nYES\nYES\nYES\nMEDIUM\nRegulation 12(5) (failure by operator to take remedial action, etc.)\nYES\nYES\nYES\nMEDIUM\nRegulation 18(4) (failure to provide required information)\nYES\nYES\nYES\nLOW\nThe Waste Batteries and Accumulators Regulations 2009\nRegulation 89(1)(a)(i) to (xx) (producer failing to comply with requirements etc.)\nYES\nYES\nYES\nMEDIUM\nRegulation 89(1)(a)(xxi) (failure to declare battery producer registration number)\nYES\nYES\nYES\nLOW\nRegulation 89(1)(b) (false or misleading information), insofar as it relates to information furnished under regulation 11 (information provided to operators of battery compliance schemes), 27 (application by a small producer to register) or 29 (notification of changes to registration details)\nYES\nYES\nYES\nHIGH\nRegulation 89(1)(c) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 89(1)(d) (false or misleading information) insofar as it relates to reports furnished under regulation 13 (reporting: portable batteries placed on the market by a small producer) or 16(5) or (6) (reporting: portable batteries)\nYES\nYES\nYES\nHIGH\nRegulation 89(2)(a)(scheme operator failing to comply with requirements etc.)\nYES\nYES\nYES\nMEDIUM\nRegulation 89(2)(b) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 89(2)(c) (false or misleading declaration of compliance by scheme operator)\nYES\nYES\nYES\nHIGH\nRegulation 89(4)(a) (approved battery treatment operator failing to comply with requirements etc.)\nYES\nYES\nYES\nMEDIUM\nRegulation 89(4)(b) (false or misleading report by approved battery treatment operator)\nYES\nYES\nYES\nHIGH\nRegulation 89(6)(a) (disposing of waste automotive and industrial batteries in landfill or by incineration)\nYES\nYES\nYES\nMEDIUM\nRegulation 89(6)(b) (failure to comply with requirement for approval of battery treatment operators and exporters)\nYES\nYES\nYES\nMEDIUM\nRegulation 89(6)(c) (disclosing information in contravention of regulation 82) insofar as the information disclosed under or by virtue of regulation 82(1) was disclosed by SEPA\nYES\nYES\nYES\nLOW\nRegulation 89(6)(d) (failure to comply with an enforcement notice) insofar as enforcement notice was served by SEPA\nYES\nYES\nYES\nMEDIUM\nRegulation 89(6)(e) (failure to comply with a requirement; powers of entry and inspection) insofar as the requirement was imposed by an enforcement officer authorised by SEPA\nYES\nNO\nNO\nLOW\nRegulation 89(6)(f) (obstruction) insofar as the enforcement officer was authorised by SEPA\nYES\nNO\nNO\nLOW\nRegulation 89(6)(g) (failure to provide assistance or information) insofar as the requirement was imposed by an enforcement officer authorised by SEPA\nYES\nNO\nNO\nLOW\nRegulation 89(6)(h) (failure to produce records or information) insofar as the requirement to produce a record or information was imposed by an enforcement officer authorised by SEPA\nYES\nYES\nYES\nLOW\nRegulation 89(6)(i) (false or misleading information to an enforcement officer) insofar as the information was provided to an enforcement officer authorised by SEPA\nYES\nYES\nYES\nHIGH\nThe Flood Risk Management (Scotland) Act 2009\nSection 47(1)(a) (failure to provide information or documents required by notice)\nYES\nYES\nYES\nLOW\nSection 47(1)(b) (disposal, altering etc. of documents)\nYES\nYES\nYES\nHIGH\nSection 80(5) (obstruction)\nYES\nNO\nNO\nLOW\nThe Waste Information (Scotland) Regulations 2010\nRegulation 6(1)(a) (offences related to waste information requests)\nYES\nYES\nYES\nLOW\nRegulation 6(1)(b) (false or misleading statements)\nYES\nYES\nYES\nHIGH\nThe Reservoirs (Scotland) Act 2011\nSection 5(2) (failure to comply: duty of multiple reservoir managers to co-operate)\nYES\nYES\nYES\nHIGH\nSection 17(1) or (2) (failure to comply with registration requirements)\nYES\nYES\nYES\nHIGH\nSection 42(1)(a) (failure to give notice of proposed construction or alteration works), in so far as—\n(a) it relates to a controlled reservoir subject to alteration, where—\n(i) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(ii) the reservoir is a not a high-risk reservoir;\nYES\nYES\nYES\nLOW\n(b) it relates to a controlled reservoir being constructed.\nYES\nYES\nYES\nMEDIUM\nSection 42(1)(b) (failure to appoint a construction engineer), in so far as—\n(a) it relates to a controlled reservoir subject to alteration, where—\n(i) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(ii) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nLOW\n(b) it relates to a controlled reservoir being constructed.\nYES\nYES\nYES\nHIGH\nSection 42(1)(c) (failure to notify SEPA of the appointment of the appointment of construction engineer), in so far as—\n(a) it relates to a controlled reservoir subject to alteration, where—\n(i) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(ii) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nLOW\n(b) it relates to a controlled reservoir being constructed.\nYES\nYES\nYES\nMEDIUM\nSection 42(1)(d) (failure to comply with direction as to the taking of safety measures in safety report)\nYES\nYES\nYES\nHIGH\nSection 42(1)(e) (failure to comply with preliminary certificate or final certificate), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nHIGH\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nMEDIUM\nSection 52(1)(a) (failure to appoint inspecting engineer and carry out required inspections)\nYES\nYES\nYES\nHIGH\nSection 52(1)(b) (failure to notify SEPA of appointment of inspecting engineer)\nYES\nYES\nYES\nMEDIUM\nSection 52(1)(c) (failure to comply with direction as to the taking of measures in inspection report)\nYES\nYES\nYES\nHIGH\nSection 52(1)(d) (failure to appoint supervising engineer)\nYES\nYES\nYES\nHIGH\nSection 52(1)(e) (failure to notify SEPA of appointment of supervising engineer)\nYES\nYES\nYES\nMEDIUM\nSection 52(1)(f) (failure to comply with direction of supervising engineer as to carrying out of visual inspection), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nHIGH\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nMEDIUM\nSection 52(1)(g) (failure to comply with notice of identification of something which might affect the safety of the reservoir)\nYES\nYES\nYES\nHIGH\nSection 52(1)(h) (failure to keep record of water levels etc.), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nLOW\nSection 52(2) (failure to give inspection engineer copy of final certificate and latest inspection report), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nLOW\nSection 58(1)(a) (failure to maintain records etc.), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nLOW\nSection 58(1)(b) (failure to display emergency response information), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nMEDIUM\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nLOW\nSection 66(1) (failure to comply with a notice regarding appointment of engineer or to notify appointment)\nYES\nYES\nYES\nHIGH\nSection 70(1) (failure to comply with enforcement notice)\nYES\nYES\nYES\nHIGH\nSection 94(1) (obstruction or preventing access to land)\nYES\nNO\nNO\nLOW\nSection 99(1) (failure to provide reasonable facilities to engineers or information or assistance to SEPA)\nYES\nYES\nNO\nMEDIUM\nSection 99(2) (altering, suppressing or destroying documents)\nYES\nYES\nYES\nHIGH\nSection 103(4) (failure to provide notice of revocation of appointment or resignation of engineer), where—\n(a) the reservoir is a high-risk reservoir;\nYES\nYES\nYES\nHIGH\n(b) the reservoir is a not a high-risk reservoir.\nYES\nYES\nYES\nMEDIUM\nThe Water Environment (Controlled Activities) (Scotland) Regulations 2011\nRegulation 44(1)(a) (breaching prohibition on unauthorised controlled activity)\nYES\nYES\nYES\nMEDIUM\nRegulation 44(1)(b) (failure to comply with a general binding rule)\nYES\nYES\nYES\nMEDIUM\nRegulation 44(1)(c) (failure to comply with a registration)\nYES\nYES\nYES\nMEDIUM\nRegulation 44(1)(d) (failure to comply with a water use licence)\nYES\nYES\nYES\nMEDIUM\nRegulation 44(1)(e) to (i) (enforcement powers, obstruction, etc.)\nYES\nNO\nNO\nLOW\nRegulation 44(1)(j) (failure to comply with an enforcement notice)\nYES\nYES\nYES\nMEDIUM\nRegulation 44(1)(k) (failure to comply with an information notice)\nYES\nYES\nYES\nLOW\nRegulation 44(1)(l) to (n) (false or misleading statements, false entries and forged documents etc.)\nYES\nYES\nYES\nHIGH\nRegulation 44(1)(o) (causing or permitting the committing of an offence), where the person caused or permitted a person to commit an offence—\n(a) under regulation 44(1)(a), (b), (c), (d) or (j);\nYES\nYES\nYES\nMEDIUM\n(b) under regulation 44(1)(e), (f), (g), (h) or (i);\nYES\nNO\nNO\nLOW\n(c) under regulation 44(1)(k);\nYES\nYES\nYES\nLOW\n(d) under regulation 44(1)(l), (m) or (n)\nYES\nYES\nYES\nHIGH\nThe Waste Management Licensing (Scotland) Regulations 2011\nRegulation 19(1) (carrying on an exempt activity without registration)\nYES\nYES\nYES\nMEDIUM\nRegulation 28(6) (carrying on an exempt activity in breach of the registration obligations)\nYES\nYES\nYES\nMEDIUM\nRegulation 30(1) (unregistered broker or dealer etc.)\nYES\nYES\nYES\nMEDIUM\nParagraph 12(1) of Schedule 4 (unregistered collecting or transporting of waste)\nYES\nYES\nYES\nMEDIUM\nParagraph 14(4) of Schedule 4 (failure to comply with record keeping obligations)\nYES\nYES\nYES\nLOW\nParagraph 14(6) or (7) of Schedule 4 (false records)\nYES\nYES\nYES\nHIGH\nThe Pollution Prevention and Control (Scotland) Regulations 2012\nRegulation 67(1)(a) (contravention of permit requirements)\nYES\nYES\nYES\nMEDIUM\nRegulation 67(1)(b) (failure to comply with conditions of a permit)\nYES\nYES\nYES\nMEDIUM\nRegulation 67(1)(c) (failure to notify SEPA 14 days before change in operation)\nYES\nYES\nYES\nLOW\nRegulation 67(1)(d) (failure to comply with an enforcement notice, suspension notice or closure notice)\nYES\nYES\nYES\nMEDIUM\nRegulation 67(1)(e) (failure to comply with information notice)\nYES\nYES\nYES\nLOW\nRegulation 67(1)(f) (failure to notify SEPA immediately of breach of permit)\nYES\nYES\nYES\nLOW\nRegulation 67(1)(fa) (carrying out a substantial refurbishment of an installation without authorisation)\nYES\nYES\nYES\nMEDIUM\nRegulation 67(1)(g) to (i) (false or misleading information, false entries, forging documents etc.)\nYES\nYES\nYES\nHIGH\nRegulation 67(1)(k) (failure to comply with duties on operators in Part 3 of Schedule 2)\nYES\nYES\nYES\nLOW\nThe CRC Energy Efficiency Scheme Order 2013\nArticle 82(1) (false or misleading statements) insofar as the statement is made in purported compliance with article 45, or Parts 9 to 12 of that Order\nYES\nYES\nYES\nHIGH\nArticle 82(2) (failure to comply with enforcement notice) insofar as the enforcement notice was served by SEPA or the Scottish Ministers\nYES\nYES\nYES\nMEDIUM\nArticle 82(4) (pretending to be an unauthorised person) insofar as pretending to be a person authorised by SEPA.\nYES\nNO\nNO\nLOW\nArticle 82(5) (refusing access to premises) insofar as the administrator is SEPA.\nYES\nYES\nYES\nLOW\nThe Waste Electrical and Electronic Equipment Regulations 2013\nRegulation 90(1)(a) (failure to comply with producer obligations etc. under regulations 11 to 20)\nYES\nYES\nYES\nMEDIUM\nRegulation 90(1)(b) or (c) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 90(2) (failure to comply with producer obligations etc. under regulations 21 to 24)\nYES\nYES\nYES\nLOW\nRegulation 90(3)(b) or (c) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 90(4) (failure of an operator to ensure that systems are set up to prioritise the reuse of whole appliances)\nYES\nYES\nYES\nMEDIUM\nRegulation 90(6) (record keeping: distribution)\nYES\nYES\nYES\nLOW\nRegulation 90(7)(a) (failure of an operator of an approved treatment facility or approved exporter to comply with requirements) insofar as it relates to regulation 54(2), 66 or 67\nYES\nYES\nYES\nLOW\nRegulation 90(7)(a) (failure of an operator of an approved treatment facility or approved exporter to comply with requirements) insofar as it relates to regulation 54(1) or 63\nYES\nYES\nYES\nMEDIUM\nRegulation 90(7)(b) (false or misleading information: report by operator of authorised treatment facility or approved exporter)\nYES\nYES\nYES\nHIGH\nRegulation 90(8)(a) (miscellaneous offences) insofar as it relates to regulations 47 and 51\nYES\nYES\nYES\nLOW\nRegulation 90(8)(a) (miscellaneous offences) insofar as it relates to regulation 60\nYES\nYES\nYES\nMEDIUM\nRegulation 90(8)(b) (failure to comply with an enforcement notice)\nYES\nYES\nYES\nMEDIUM\nRegulation 90(8)(c) (entry and inspection powers; failure to comply)\nYES\nNO\nNO\nLOW\nRegulation 90(8)(d) (obstruction)\nYES\nNO\nNO\nLOW\nRegulation 90(8)(e) (failure to give assistance or information)\nYES\nNO\nNO\nLOW\nRegulation 90(8)(f) (failure to produce information when required)\nYES\nYES\nYES\nLOW\nRegulation 90(8)(g) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 90(9) (failure to collect or transport waste electrical and electronic equipment in a way that optimises reuse and recycling)\nYES\nYES\nYES\nMEDIUM\nThe Ozone-Depleting Substances Regulations 2015\nRegulation 8(1) (qualifications and supervision)\nYES\nYES\nYES\nMEDIUM\nRegulation 8(2) (offences related to training)\nYES\nYES\nYES\nMEDIUM\nRegulation 15(a) (preventing a person from appearing or answering questions)\nYES\nNO\nNO\nLOW\nRegulation 15(b) (obstruction)\nYES\nNO\nNO\nLOW\nRegulation 15(c) (false or misleading information)\nYES\nYES\nYES\nHIGH\nRegulation 15(d) (failure to produce records)\nYES\nYES\nYES\nLOW",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "1974 c.40; section 30Z was inserted by the Environment Act 1995 (c.25), section 59."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "1981 c.69; section 14K was inserted by the Wildlife and Natural Environment (Scotland) Act 2011 (asp 6), section 16."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "S.I. 1989/1263, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "1989 c.14; sections 5 and 6 were relevantly amended by the Environmental Protection Act 1990 (c.43), Schedule 15, paragraph 31(2)."
    },
    {
      "type": "footnote",
      "label": "f5",
      "text": "1990 c.43."
    },
    {
      "type": "footnote",
      "label": "f6",
      "text": "Section 33 was relevantly amended by S.S.I. 2009/247 and S.S.I. 2011/226."
    },
    {
      "type": "footnote",
      "label": "f7",
      "text": "Section 34 was relevantly amended by S.S.I. 2000/323, S.S.I. 2011/226, S.S.I. 2012/148, S.S.I. 2012/360 and S.S.I. 2005/22."
    },
    {
      "type": "footnote",
      "label": "f8",
      "text": "Subsection (7B) was inserted by paragraph 66(2) of Schedule 22 to the Environment Act 1995 (c.25) (“the 1995 Act”)."
    },
    {
      "type": "footnote",
      "label": "f9",
      "text": "Section 44 was substituted by paragraph 4(1) of Schedule 19 to the 1995 Act."
    },
    {
      "type": "footnote",
      "label": "f10",
      "text": "Section 71 was relevantly amended by paragraph 86(1) and (2) of Schedule 22, and paragraph 1 of Schedule 24, to the 1995 Act."
    },
    {
      "type": "footnote",
      "label": "f11",
      "text": "Section 78M was inserted by section 57 of the Environment Act 1995 (c.25) and extended by regulation 2 of S.S.I. 2007/179 so that it has effect in relation to harm or, subject to an exception in regulation 2(2), pollution of the water environment, so far as attributable to radioactivity possessed by any substance."
    },
    {
      "type": "footnote",
      "label": "f12",
      "text": "1993 c.12."
    },
    {
      "type": "footnote",
      "label": "f13",
      "text": "Section 32(1) was amended by paragraph 11 of Schedule 15 to the Energy Act 2004 (c.20) (“the 2004 Act”)."
    },
    {
      "type": "footnote",
      "label": "f14",
      "text": "Section 34A was inserted by paragraph 6 of Schedule 19 to the 1995 Act and was amended by paragraph 12 of Schedule 15 to the 2004 Act."
    },
    {
      "type": "footnote",
      "label": "f15",
      "text": "1995 c.25."
    },
    {
      "type": "footnote",
      "label": "f16",
      "text": "Section 27 was amended by paragraph 43(2) of schedule 3 to the Regulatory Reform (Scotland) Act 2014 (asp 3) (“the 2014 Act”)."
    },
    {
      "type": "footnote",
      "label": "f17",
      "text": "Section 110 was amended by paragraph 29(6) of schedule 3 to the 2014 Act."
    },
    {
      "type": "footnote",
      "label": "f18",
      "text": "S.I. 1996/972, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f19",
      "text": "S.S.I. 2000/95. Regulation 17A was added by S.S.I. 2005/112."
    },
    {
      "type": "footnote",
      "label": "f20",
      "text": "2003 c.33."
    },
    {
      "type": "footnote",
      "label": "f21",
      "text": "The power to make regulations under section 13(1) of the Waste and Emissions Trading Act 2003 was exercised in S.S.I. 2005/157."
    },
    {
      "type": "footnote",
      "label": "f22",
      "text": "2003 asp 3. Section 18 is applied with modifications to as much of the Northumbria River Basin District as lies within Scotland by S.I. 2003/3245, and to as much as the Solway Tweed River Basin District as lies within Scotland by S.I. 2004/99."
    },
    {
      "type": "footnote",
      "label": "f23",
      "text": "S.S.I. 2003/235; regulation 19 was amended by S.S.I. 2003/343 and the Antisocial Behaviour etc. (Scotland) Act 2004 (asp 8)."
    },
    {
      "type": "footnote",
      "label": "f24",
      "text": "S.S.I. 2003/531. Regulation 11 was amended by S.S.I. 2006/133."
    },
    {
      "type": "footnote",
      "label": "f25",
      "text": "S.I. 2007/871, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f26",
      "text": "S.S.I. 2009/266, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f27",
      "text": "S.I. 2009/890, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f28",
      "text": "2009 asp 6."
    },
    {
      "type": "footnote",
      "label": "f29",
      "text": "S.S.I. 2010/435."
    },
    {
      "type": "footnote",
      "label": "f30",
      "text": "2011 asp 9."
    },
    {
      "type": "footnote",
      "label": "f31",
      "text": "Reservoirs may be designated as “high-risk reservoirs” under section 19, 21, 23 or, as the case may be, 24 of the Reservoirs (Scotland) Act 2011 (asp 9)."
    },
    {
      "type": "footnote",
      "label": "f32",
      "text": "S.S.I. 2011/209, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f33",
      "text": "S.S.I. 2011/228."
    },
    {
      "type": "footnote",
      "label": "f34",
      "text": "S.S.I. 2012/360. Regulation 67(1)(fa) was inserted by S.S.I. 2014/267."
    },
    {
      "type": "footnote",
      "label": "f35",
      "text": "S.I. 2013/1119, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f36",
      "text": "Regulation 9 of S.I. 2013/1119 provides for the meaning of “administrator”."
    },
    {
      "type": "footnote",
      "label": "f37",
      "text": "S.I. 2013/3113, to which there are amendments not relevant to this Order."
    },
    {
      "type": "footnote",
      "label": "f38",
      "text": "S.I. 2015/168."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/sdsi/2015/9780111029466/schedule/4",
    "retrieved_at": "2026-10-30T15:34:53.404445+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}