{
  "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-claims-management-activity-order-2018/article-53",
  "json_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-claims-management-activity-order-2018/article-53.json",
  "legislation": "ukdsi/2018/9780111172964",
  "legislation_title": "The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018",
  "legislation_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-claims-management-activity-order-2018",
  "path": "article/53",
  "kind": "article",
  "number": "53",
  "heading": "Penalties for conduct for which the Regulator has given penalty decision: appeal of decision",
  "text": "(1) This article applies where—\n(a) the Regulator gave written notice to a person (“A”) under regulation 52 of the 2006 Regulations of a decision to require A to pay a penalty; and\n(b) on 1st April 2019—\n(i) the period within which an appeal relating to that decision may be made has not ended; or\n(ii) an appeal submitted to the First-tier Tribunal by A before that date has not been determined.\n(2) The Regulator’s notice is to be treated as a decision notice given by the FCA under section 208(1)(b) of the 2000 Act, and is to be read for this purpose—\n(a) as if any reference to the Regulator were a reference to the FCA; and\n(b) with any other necessary modifications.\n(3) If, before 1st April 2019, A submitted notice of an appeal to the First-tier Tribunal under section 13 of the 2006 Act, section 208(4) of the 2000 Act does not apply.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Section 208(4) was amended by the Financial Services Act 2012 (c. 21), section 37(1) and paragraphs 1 and 15 of Schedule 9 and the Financial Services Act 2010 (c. 28), section 24(1) and (2), and paragraphs 1 and 19(1) and (4)."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2018/9780111172964/article/53",
    "retrieved_at": "2026-10-30T15:04:00.486580+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}