Chapter 2 Authorisation and regulation of 2006 Act authorised persons

1. 40Meaning of “relevant person”
2. 41Applications for authorisation made to the Regulator: authorisation by the FCA
3. 42Applications for authorisation made to the Regulator: appeal of decision
4. 43Proposal by the Regulator to vary authorisation: determination by the FCA
5. 44Variation of authorisation by the Regulator: appeal of decision
6. 45Proposal by the Regulator to cancel authorisation: determination by the FCA
7. 46Cancellation of authorisation by the Regulator: appeal of decision
8. 47Proposal by the Regulator to suspend authorisation: determination by the FCA
9. 48Suspension of authorisation by the Regulator: appeal of decision
10. 49Notice by the Regulator of proposed direction
11. 50Compliance with information requirement imposed by the Regulator
12. 51Penalties for conduct for which the Regulator has not given notice of proposed penalty
13. 52Penalties for conduct for which the Regulator has given notice of proposed penalty
14. 53Penalties for conduct for which the Regulator has given penalty decision: appeal of decision
15. 54Penalties for conduct for which the Regulator has given penalty decision: penalty due
16. 55Investigation and prosecution after 1st April 2019 in relation to conduct before that date
17. 56Unprofessional conduct: continuation of investigation commenced by the Regulator
18. 57Offences under the 2006 Act: continuation of investigation commenced by the Regulator and institution of criminal proceedings
19. 58Continuation of criminal proceedings instituted by the Regulator
20. 59Continuation of injunction applications made by the Regulator
21. 60Continuation of application made by the Regulator for a search warrant
22. 61Retention of records seized by an officer of the Regulator
23. 62Decision notices
24. 63Conditions and directions
25. 64Fees and invoices