Regulation 61 Information gathering

The following provisions of the Act apply to a person to whom regulation 56 (temporary exemption relating to pre-existing contracts) applies as if they were an authorised person under the Act in relation to the carrying on of that activity—

(a)

section 165 (regulators’ power to require information: authorised persons etc.)^f1;

(b)

section 166 (reports by skilled persons)^f2;

(c)

section 175 (information and documents: supplemental provisions)^f3;

(d)

section 177 (offences)^f4.

Annotations

Footnotes

f1: Section 165 was amended by Schedule 2 to the Financial Services Act 2010, Schedule 12 to the Financial Services Act 2012, Schedule 2 to the Bank of England and Financial Services Act 2016, section 9(3) of the Financial Services and Markets Act 2023, S.I. 2015/575, 2022/466, 2024/1083, and 2025/22.
f2: Section 166 was substituted by Schedule 12 to the Financial Services Act 2012 and amended by Schedule 2 to the Financial Services Act 2021 (c. 22) and S.I. 2022/466 and 2025/22.
f3: Section 175 was amended by Schedule 12 to the Financial Services Act 2012 and Schedule 1 to the Investigatory Powers (Amendment) Act 2024 (c. 9).
f4: Section 177 was amended by Schedule 18 to the Financial Services Act 2012 and S.I. 2001/1090, 2007/126, 2011/1043 and 2016/680.