# The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014, Article 4: Excluded activities: dealing in investments as principal


The activity of dealing in investments as principal described in article 14 of the Regulated Activities Order 2001 is an excluded activity even where it is not a regulated activity by virtue of articles 15, 19 or 20 of that Order, except where it is carried on in accordance with any of articles 6 to 12 of this Order.

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Source: https://www.legislation.gov.uk/ukdsi/2014/9780111117101/article/4 (the official version)
Page: https://openlegislation.uk/draft-financial-services-and-markets-act-2000-excluded-activities-and-prohibitions-order-2014/article-4
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.