{
  "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-financial-promotion-amendment-order-2023/schedule/paragraph-9",
  "json_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-financial-promotion-amendment-order-2023/schedule/paragraph-9.json",
  "legislation": "ukdsi/2023/9780348246490",
  "legislation_title": "The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023",
  "legislation_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-financial-promotion-amendment-order-2023",
  "path": "schedule/paragraph/9",
  "kind": "paragraph",
  "number": "9",
  "heading": "Modification to section 137S (financial promotion rules: directions given by FCA)",
  "text": "Section 137S (financial promotion rules: directions given by FCA) applies as if—\n(a) in subsection (1)—\n(i) for paragraph (a) there was substituted—\n“(a) a registered person has made, or proposes to make, a communication, and”;\n(ii) in paragraph (b), “or approval” was omitted;\n(b) in subsection (2)—\n(i) in the words before paragraph (a), for “authorised person” there was substituted “registered person”;\n(ii) in paragraph (a), “or approval” was omitted;\n(iii) in paragraph (b)—\n(aa) “or giving the approval” was omitted;\n(bb) “or given” was omitted;\n(iv) in paragraph (d), “or approval” was omitted;\n(c) in subsection (3), “or approving” were omitted in both places;\n(d) in subsection (5)—\n(i) in the words before paragraph (a), for “an authorised person” there was substituted “a registered person”;\n(ii) in paragraph (a), for “authorised person, and” there was substituted “registered person.”;\n(iii) paragraph (b) was omitted;\n(e) in subsection (8)—\n(i) in paragraph (a), for “persons mentioned in subsection (5)(a) or (b)” there was substituted “registered person”;\n(ii) in paragraph (b), “any” was omitted;\n(f) in subsection (10), for “those persons” there was substituted “that person”;\n(g) subsection (12) was omitted.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Section 137S was inserted by section 24(1) of the Financial Services Act 2012."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2023/9780348246490/schedule/paragraph/9",
    "retrieved_at": "2026-10-30T14:43:39.135798+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}