{
  "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2006/regulation-10",
  "json_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2006/regulation-10.json",
  "legislation": "ukdsi/2006/0110755529",
  "legislation_title": "The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2006",
  "legislation_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2006",
  "path": "regulation/10",
  "kind": "regulation",
  "number": "10",
  "heading": "Interpretation of Part 3",
  "text": "In this Part—\n“ancillary service” has the meaning given in Article 4.1.3 of the markets in financial instruments directive;\n“EEA Passport Rights Regulations” means the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001;\n“EEA State” has the meaning given in paragraph 8 of Schedule 3;\n“EEA market operator” has the meaning given in section 312D of the Act (inserted by these Regulations);\n“financial instrument” has the meaning given in Article 4.1.17 of the markets in financial instruments directive;\n“home state regulator” the meaning given in paragraph 9 of Schedule 3;\n“instrument” (except in the expression “financial instrument”) means any of the instruments listed in Section B of the Annex to the investment services directive;\n“investment service” (except in the expression “investment services and activities”) has the meaning given in Article 1.1 of the investment services directive;\n“investment services and activities” has the meaning given in Article 4.1.2 of the markets in financial instruments directive;\n“multilateral trading facility” has the meaning given in Article 4.1.15 of the markets in financial instruments directive;\n“non-core service” means any of the services listed in Section C of the Annex to the investment services directive;\n“recognised investment exchange” has the meaning given in section 285 of the Act;\n“regulated activity” has the meaning given in section 22 of the Act;\n“regulated market” has the meaning given in Article 4.1.14 of the markets in financial instruments directive;\n“Schedule 3” means Schedule 3 to the Act;\n“UK investment firm” means a UK firm (within the meaning of paragraph 10 of Schedule 3)—\n(a) which is an investment firm (within the meaning of the investment services directive); and\n(b) whose EEA right derives from that directive.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "S.I. 2001/2511."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "Paragraph 10 was amended by S.I. 2003/1473."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2006/0110755529/regulation/10",
    "retrieved_at": "2026-10-30T15:20:31.857832+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}