# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2006, Paragraph 3


In section 287 (application by an investment exchange)—
(a) in subsection (3), after paragraph (b) insert—
“;
(c) a programme of operations which includes the types of business the applicant proposes to undertake and the applicant’s proposed organisational structure;
(d) such particulars of the persons who effectively direct the business and operations of the exchange as the Authority may reasonably require;
(e) such particulars of the ownership of the exchange, and in particular of the identity and scale of interests of the persons who are in a position to exercise significant influence over the management of the exchange, whether directly or indirectly, as the Authority may reasonably require.”;
(b) after subsection (3) insert—
“(4) Subsection (3)(c) to (e) does not apply to an application by an overseas applicant.”.

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Source: https://www.legislation.gov.uk/ukdsi/2006/0110755529/schedule/2/paragraph/3 (the official version)
Page: https://openlegislation.uk/draft-financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2006/schedule-2/paragraph-3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.