# The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2006, Paragraph 21: Amendment of section 424A


In section 424A (investment firm), for subsection (3) substitute—
“(3) References in this Act to an “investment firm” include references to a person who would be an investment firm (within the meaning of Article 4.1.1 of the markets in financial instruments directive) if—
(a) in the case of a body corporate, his registered office or, if he has no registered office, his head office, and
(b) in the case of a person other than a body corporate, his head office,
were in an EEA State.”.

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Source: https://www.legislation.gov.uk/ukdsi/2006/0110755529/schedule/5/paragraph/21 (the official version)
Page: https://openlegislation.uk/draft-financial-services-and-markets-act-2000-markets-in-financial-instruments-regulations-2006/schedule-5/paragraph-21
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.