Paragraph 19 Amendment of the Financial Conglomerates and Other Financial Groups Regulations 2004
(1)
The Financial Conglomerates and Other Financial Groups Regulations 2004f1 are amended as follows.
(2)
In regulation 1(2), in paragraph (d) of the definition of “regulated entity”, for “Article 1(2) of the investment services directive” substitute “Article 4.1.1 of the markets in financial instruments directive”.
(3)
In regulation 7(1), in paragraph (b) of the definition of “investment firm”, for “investment services directive” substitute “markets in financial instruments directive”.
Annotations
Footnotes
- f1
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S.I. 2004/1862; the definition of “regulated entity” in regulation 1(2) was amended by S.I. 2006/3221.