{
  "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015",
  "json_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015.json",
  "id": "ukdsi/2015/9780111139868",
  "title": "The Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) Order 2015",
  "short_title": "Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) 2015",
  "long_title": "This Order amends the Financial Services and Markets Act 2000 (c.8) (“the 2000 Act”) to confer additional disciplinary powers on the Financial Conduct Authority (the “FCA”) and the Prudential Regulation Authority (the “PRA”).",
  "citation": "Draft 2015, ISBN 9780111139868",
  "type": "ukdsi",
  "year": "2015",
  "number": "9780111139868",
  "version": "current",
  "date": null,
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/article-1",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Amendments to section 66A of the 2000 Act (misconduct: action by the FCA)",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/article-2",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Amendments to section 204A of the 2000 Act (meaning of “relevant requirement” and “appropriate regulator”)",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/article-3",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Transitional provision: contravention of section 59(1) or (2) of the 2000 Act",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/article-4",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Review",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/article-5",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/signature",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/note",
      "extent": null,
      "status": null,
      "parent": null
    }
  ],
  "has_text": true,
  "pdfs": [
    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2015-10-13",
      "size": 48562,
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/pdf/ukdsi_9780111139868_en.pdf",
      "source_url": "https://www.legislation.gov.uk/ukdsi/2015/9780111139868/pdfs/ukdsi_9780111139868_en.pdf"
    },
    {
      "title": "UK Draft Explanatory Memorandum",
      "main": false,
      "language": null,
      "date": "2015-10-13",
      "size": 30644,
      "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/pdf/ukdsiem_9780111139868_en.pdf",
      "source_url": "https://www.legislation.gov.uk/ukdsi/2015/9780111139868/pdfs/ukdsiem_9780111139868_en.pdf"
    }
  ],
  "outstanding_effects": [],
  "made_under": [
    {
      "id": "ukpga/1972/68",
      "title": "European Communities Act 1972 (repealed)",
      "url": "https://openlegislation.uk/european-communities-act-1972-repealed",
      "provisions": [
        "section/2"
      ]
    },
    {
      "id": "ukpga/2000/8",
      "title": "Financial Services and Markets Act 2000",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000",
      "provisions": [
        "section/204A",
        "section/428"
      ]
    },
    {
      "id": "ukpga/2013/33",
      "title": "Financial Services (Banking Reform) Act 2013",
      "url": "https://openlegislation.uk/financial-services-banking-reform-act-2013",
      "provisions": [
        "section/145"
      ]
    },
    {
      "id": "ukpga/2015/26",
      "title": "Small Business, Enterprise and Employment Act 2015",
      "url": "https://openlegislation.uk/small-business-enterprise-and-employment-act-2015",
      "provisions": [
        "section/28"
      ]
    }
  ],
  "changes_made_to": 0,
  "changes_made_to_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/changes.json",
  "changes_made_by": 0,
  "changes_made_by_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2000-misconduct-and-appropriate-regulator-order-2015/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2015/9780111139868",
    "retrieved_at": "2026-10-30T15:09:16.332410+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}