{
  "url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2023-consequential-amendments-regulations-2023/regulation-17",
  "json_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2023-consequential-amendments-regulations-2023/regulation-17.json",
  "legislation": "ukdsi/2023/9780348253238",
  "legislation_title": "The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023",
  "legislation_url": "https://openlegislation.uk/draft-financial-services-and-markets-act-2023-consequential-amendments-regulations-2023",
  "path": "regulation/17",
  "kind": "regulation",
  "number": "17",
  "heading": "Regulation (EU) No 600/2014",
  "text": "(1) Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 is amended as follows.\n(2) In Article 4 (waivers for equity instruments)—\n(a) in paragraph 1(a), omit the final sentence;\n(b) in paragraph 1(b)(i), omit “, subject to the conditions set out in Article 5”.\n(3) In the following provisions, for “5(3A)”, in each place where it occurs, substitute “14(6D)”—\n(a) in Article 9 (waivers for non-equity instruments), paragraph 4A;\n(b) in Article 11 (authorisation of deferred publication), paragraph 2A;\n(c) in Article 21 (post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives), paragraph 4A.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "EUR 600/2014 was amended by Schedule 2 to the Financial Services and Markets Act 2023 (c. 29) and S.I. 2018/1403; there are other amending instruments but none is relevant."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "Paragraph (6D) of Article 14 was inserted by paragraph 6 of Schedule 2 to the Financial Services and Markets Act 2023."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2023/9780348253238/regulation/17",
    "retrieved_at": "2026-10-30T14:42:28.937667+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}