Regulation 10 Collecting information
To enable the Regulator to comply with the duty in regulation 9 (monitoring and review), the Regulator may, by notice served on a person within paragraph 10(2), require that person to provide in the form and manner specified in the notice—
documents specified or described in the notice that are in that person’s custody or under that person’s control;
information specified or described in the notice that relates to matters the Regulator is under a duty to monitor.
A notice under paragraph (1) may be served on—
a person carrying on a regulated activity;
a person which, in relation to a person carrying on a regulated activity, is an interconnected body corporate within the meaning of section 129(2) of the Enterprise Act 2002f1.
The notice must specify the time and place at which the person must provide the documents or information to the Regulator.
Annotations
Footnotes
- f1