OpenLegislation

Regulation 27 Referral to Tribunal

Original text. Later amendments are not shown.

If the FCA decides to—

(a)

publish a statement under regulation 15 (public censure) or 16 (statement of misconduct);

(b)

impose a penalty under regulation 17 (financial penalties);

(c)

impose a restriction on a permission under regulation 18 (restriction on permission to carry on regulated activities); or

(d)

impose a suspension or restriction on an approval under regulation 19 (suspension of and restriction on approval to carry on functions),

the person concerned may refer the matter to the Tribunal.