{
  "url": "https://openlegislation.uk/draft-investment-exchanges-clearing-houses-and-central-securities-depositories-amendment-eu-exit-regulations-2019/regulation-8",
  "json_url": "https://openlegislation.uk/draft-investment-exchanges-clearing-houses-and-central-securities-depositories-amendment-eu-exit-regulations-2019/regulation-8.json",
  "legislation": "ukdsi/2019/9780111178683",
  "legislation_title": "The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/draft-investment-exchanges-clearing-houses-and-central-securities-depositories-amendment-eu-exit-regulations-2019",
  "path": "regulation/8",
  "kind": "regulation",
  "number": "8",
  "heading": "Amendments of Part 18, Chapter 3B: disciplinary measures",
  "text": "(1) Chapter 3B is amended as follows.\n(2) In section 312E (public censure)—\n(a) omit subsection (1A);\n(b) in subsection (2), in paragraph (c), for “qualifying EU provision”, substitute “qualifying provision”;\n(c) in subsection (3)—\n(i) in paragraph (a), for “, a recognised CSD or an EEA CSD” substitute “or a recognised CSD”;\n(ii) in paragraph (c), for “qualifying EU provision” substitute “qualifying provision”.\n(3) In section 312F (financial penalties), omit subsection (2).\n(4) In section 312FA (central securities depositories: further disciplinary measures), omit subsection (5).\n(5) In section 312G (proposal to take disciplinary measures), omit subsection (5).\n(6) In section 312H (decision notice), omit subsection (5).\n(7) In section 312I (publication), in paragraph (a), omit “, EEA CSD”.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Section 312E was inserted by section 33 of the Financial Services Act 2012; subsection (1A) and paragraphs (3)(a) and (c) were inserted and amended, respectively, by S.I. 2017/1064."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "Subsection (2) was inserted by S.I. 2017/1064."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "Section 312FA was inserted by S.I. 2017/1064."
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "Section 312G was inserted by section 33 of the Financial Services Act 2012 and subsection (5) was inserted by S.I. 2017/1064."
    },
    {
      "type": "footnote",
      "label": "f5",
      "text": "Section 312H was inserted by section 33 of the Financial Services Act 2012 and subsection (5) was inserted by S.I. 2017/1064."
    },
    {
      "type": "footnote",
      "label": "f6",
      "text": "Section 312I was inserted by section 33 of the Financial Services Act 2012 and paragraph (a) was amended by S.I. 2017/1064."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2019/9780111178683/regulation/8",
    "retrieved_at": "2026-10-30T15:01:48.999022+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}