Regulation 21 Operating requirements

(1)

In regulation 14, in paragraph (7)—

(a)

for sub-paragraph (a) substitute—

“(a)
Commission Delegated Regulation (EU) 2017/571^f1; and”;

(b)

for sub-paragraph (b), substitute—

“(b)
Commission Delegated Regulation (EU) 2017/565^f2.”.

(2)

In regulation 15—

(a)

in paragraph (9), at the end insert “which form part of retained EU law, or which are set out in technical standards made by the FCA under paragraph 38 of Schedule 3 to the markets in financial instruments regulation”;

(b)

in paragraph (12), for paragraphs (a) and (b), substitute—

“(a)
Chapters II and III of Commission Delegated Regulation (EU) 2017/571; and

(b)
Chapter VI of Commission Delegated Regulation (EU) 2017/565.”.

(3)

In regulation 16, in paragraph (5), for “regulatory technical standards adopted by the European Commission under Article 66.5 of the markets in financial instruments directive” substitute “Chapter II of Commission Delegated Regulation (EU) 2017/571”.

Annotations

Footnotes

f1: OJ L 87. 31.3.2017, p.126.
f2: OJ L 87, 31.3.2017, p.1.