Regulation 22 Supervisory return: contents

For the purposes of section 27(2) of the Act (requirement to submit supervisory return), the Regulator may require the following information to be included in a supervisory return, to the extent that it has not already been provided to the Regulator—

(a)

details of how trustees’ competence is being maintained, with particular reference to their compliance with the knowledge and understanding requirements in sections 247 (requirement for knowledge and understanding: individual trustees), 248 (requirement for knowledge and understanding: corporate trustees) and 249 (requirement for knowledge and understanding: supplementary) of the 2004 Act^f1 as applicable;

(b)

any other information that is relevant to the authorisation criteria listed in section 9(3) of the Act (decision on application).

Annotations

Footnotes

f1: Section 248(8) was amended by S.I. 2009/1941.