{
  "url": "https://openlegislation.uk/draft-occupational-pension-schemes-collective-money-purchase-schemes-regulations-2022/schedule-5/paragraph-9",
  "json_url": "https://openlegislation.uk/draft-occupational-pension-schemes-collective-money-purchase-schemes-regulations-2022/schedule-5/paragraph-9.json",
  "legislation": "ukdsi/2022/9780348231182",
  "legislation_title": "The Occupational Pension Schemes (Collective Money Purchase Schemes) Regulations 2022",
  "legislation_url": "https://openlegislation.uk/draft-occupational-pension-schemes-collective-money-purchase-schemes-regulations-2022",
  "path": "schedule/5/paragraph/9",
  "kind": "paragraph",
  "number": "9",
  "heading": null,
  "text": "Whether there are systems and processes—\n(a) for identifying, managing and monitoring operational, financial, regulatory and compliance risks;\n(b) for identifying, managing and monitoring risks in respect of the soundness of the design of the scheme;\n(c) for recording and documenting risks in an appropriate and durable format;\n(d) for ensuring that risks are managed in a timely manner by persons with the appropriate skills, knowledge and resources;\n(e) for informing the trustees about risks that have arisen and the steps being taken to manage them.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2022/9780348231182/schedule/5/paragraph/9",
    "retrieved_at": "2026-10-30T14:46:05.632010+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}