Regulation 31 Appointment by FCA of persons to carry out investigations

In section 97 (appointment by FCA of persons to carry out investigations), in subsection (1)—

(a)

in paragraph (a), for sub-paragraph (ii) substitute—

“(ii)
any other provision of qualifying prospectus legislation or qualifying transparency legislation;”;

(b)

in paragraph (b), for sub-paragraph (ii) substitute—

“(ii)
any other provision of qualifying prospectus legislation or qualifying transparency legislation;”;

(c)

in paragraph (ba)^f1, for the words from “by that person of” to the end substitute “by that person of qualifying transparency legislation;”.

Annotations