Regulation 81 Meaning of “investment transaction”

For the purposes of this Part an “investment transaction” means—

(a)

any transaction in stocks and shares;

(b)

any transaction in a relevant contract (and see regulations 82 to 86);

(c)

any transaction which results in a diversely owned fund becoming a party to a loan relationship or a related transaction in respect of a loan relationship (and see regulation 87);

(d)

any transaction in units in a collective investment scheme (and see regulation 88);

(e)

any transaction in securities of any description not falling within paragraphs (a) to (d);

(f)

any transaction consisting in the buying or selling of any foreign currency;

(g)

any transaction in a carbon emission trading product (and see regulation 89).