Chapter 1 AMENDMENT OF THE EMIR REGULATION

1. 9Amendments to the EMIR regulation
2. 10Subject matter and scope
3. 11Definitions
4. 12Equivalence decisions for the purposes of the definition of OTC derivatives
5. 13Intragroup transactions
6. 14Clearing obligation
7. 15Clearing obligation procedure
8. 16Public register
9. 17Access to a CCP
10. 18Access to a trading venue
11. 19Reporting obligation
12. 20Non-financial counterparties
13. 21Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP
14. 22Penalties
15. 23Mechanism to avoid duplicative or conflicting rules
16. 24Conditions for making technical standards
17. 25Authorisation of a CCP
18. 26Extension of activities and services
19. 27Capital requirements
20. 28Procedure for granting and refusing authorisation
21. 29College
22. 30Opinion of the college
23. 31Withdrawal of authorisation
24. 32Review and evaluation
25. 33Competent authority
26. 34Cooperation
27. 35Organisational requirements: general provisions
28. 36Record keeping
29. 37Information
30. 38Assessment
31. 39Business continuity
32. 40Outsourcing
33. 41Transparency
34. 42Segregation and portability
35. 43Margin requirements
36. 44Default fund
37. 45Liquidity risk controls
38. 46Default waterfall
39. 47Collateral requirements
40. 48Investment policy
41. 49Default procedures
42. 50Review of models, stress testing and back testing
43. 51Calculation of Kccp
44. 52Reporting of information
45. 53Risk management
46. 54Provision of margins among CCPs
47. 55Approval of interoperability arrangements
48. 56Trade Repositories
49. 57Professional secrecy
50. 58Exchange of information
51. 59Transitional and final provisions
52. 60List of infringements referred to in paragraph 1 of Article 65
53. 61List of the coefficients linked to aggravating and mitigating factors for the application of paragraph 3 of Article 65