# The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018, Regulation 65: Warning notice


(1) If the FCA proposes to—
(a) publish a statement in respect of a trade repository under regulation 67; or
(b) impose a penalty on a trade repository under regulation 68,
it must give the trade repository a warning notice.
(2) A warning notice about a proposal to publish a statement must set out the terms of the statement.
(3) A warning notice about a proposal to impose a penalty must state the amount of the penalty.

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Source: https://www.legislation.gov.uk/ukdsi/2018/9780111176214/regulation/65 (the official version)
Page: https://openlegislation.uk/draft-over-the-counter-derivatives-central-counterparties-and-trade-repositories-amendment-etc-and-transitional-provision-eu-exit-regulations-2018/regulation-65
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.