Regulation 11 Amendment of the Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019

The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019^f1 are amended as follows.

For regulation 8(2)(c)(i) (amendments to Part 18, Chapter 3B: disciplinary measures), substitute—

“(i)

in paragraph (a), for “, a recognised CSD or an EEA CSD” substitute “, third country central counterparty or a recognised CSD”;”.

In regulation 13 (amendments to Schedule 17A: information gathering and investigations), for paragraph (1) substitute—

“(1)

In paragraph 12, for the words from “recognised clearing house” to the end substitute “recognised clearing house, third country central counterparty or a recognised CSD”.”