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Paragraph 6 Institution of proceedings

Original text. Later amendments are not shown.

Section 401f1 of the Act (proceedings for offences) applies in respect of offences under these Regulations as it applies in respect of offences under the Act, but as if—

(a)

references to the appropriate regulator were references to the Authority; and

(b)

subsections (3A) and (3B) were omitted.

Annotations

Footnotes

f1

Section 401 was amended by section 37(1) of, and paragraph 1 of Part 1 and paragraph 38 of Part 7 of Schedule 9 to, the Financial Services Act 2012 and by S.I. 2013/1881.