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Regulation 11 Designated activities: admissions to trading on primary MTF

Original text. Later amendments are not shown.

The following activities are specified under section 71K of FSMA 2000 as designated activities for the purposes of that Act—

(a)

requesting or obtaining the admission of transferable securities to trading on a primary MTF;

(b)

communicating an advertisement relating to the admission, or proposed admission, of transferable securities to trading on a primary MTF;

(c)

admitting transferable securities to trading on a primary MTF.