Regulation 9 Designated activities: public offers of relevant securities

The following activities are specified under section 71K of FSMA 2000^f1 as designated activities for the purposes of that Act—

(a)

offering relevant securities to the public in the United Kingdom;

(b)

communicating an advertisement relating to an offer of relevant securities to the public in the United Kingdom;

(c)

disclosing, otherwise than in an advertisement, information relating to such an offer.

Annotations

f1: Section 71K is inserted by section 8(2) of the Financial Services and Markets Act 2023.