Regulation 172 Meaning of “affected parties”

the FCA;

the PRA;

an undertaking from whom the transferor has assumed a risk on behalf of a relevant cell;

all investors holding investments issued by the transferor on behalf of a relevant cell;

any other person to whom the transferor has incurred a liability on behalf of a relevant cell; and

so far as the transferor is aware, any other person to whom the transferor has incurred a liability which is attributable to a relevant cell;

the FCA;

the PRA;

an undertaking from whom the transferor has assumed a risk on behalf of a relevant cell;

all investors holding investments issued by the transferor on behalf of a relevant cell;

any other person to whom the transferor has incurred a liability on behalf of a relevant cell;

so far as the transferor is aware, any other person to whom the transferor has incurred a liability which is attributable to a relevant cell; and

any person to whom the transferee has a liability or to whom the transferee has issued an investment;

the FCA;

the PRA;

any person to whom the transferor has a liability, or to whom the transferor has issued an investment, which is to be transferred to the transferee as a result of the transfer scheme;

any undertaking from whom the transferee has assumed a risk on behalf of a relevant cell;

all investors holding investments issued by the transferee on behalf of a relevant cell;

any other person to whom the transferee has incurred a liability on behalf of a relevant cell; and

so far as the transferee is aware, any other person to whom the transferee has incurred a liability which is attributable to a relevant cell.