{
  "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020",
  "json_url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020.json",
  "id": "ukdsi/2020/9780348213614",
  "title": "The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020",
  "short_title": "Securities Financing Transactions, Securitisation and Miscellaneous Amendments 2020",
  "long_title": "These Regulations are made in exercise of the powers conferred by section 8(1) of, and paragraphs 21 and 38 of Schedule 7 to, the European Union (Withdrawal) Act 2018 (c. 16).",
  "citation": "Draft 2020, ISBN 9780348213614",
  "type": "ukdsi",
  "year": "2020",
  "number": "9780348213614",
  "version": "current",
  "date": null,
  "revised": false,
  "valid_from": null,
  "extent": null,
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/1",
      "kind": "part",
      "number": "1",
      "heading": "General provision",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/1",
      "kind": "regulation",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-1",
      "extent": null,
      "status": null,
      "parent": "part/1"
    },
    {
      "path": "part/2",
      "kind": "part",
      "number": "2",
      "heading": "Transitional and saving provisions concerning the SFT Regulation",
      "url": null,
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "part/2/chapter/1",
      "kind": "chapter",
      "number": "1",
      "heading": "Advance applications",
      "url": null,
      "extent": null,
      "status": null,
      "parent": "part/2"
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Advance application for registration as a trade repository",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-2",
      "extent": null,
      "status": null,
      "parent": "part/2/chapter/1"
    },
    {
      "path": "regulation/3",
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      "number": "3",
      "heading": "Assessment of whether an advance application is complete",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-3",
      "extent": null,
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    },
    {
      "path": "regulation/4",
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      "heading": "Determination of an advance application",
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    {
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      "extent": null,
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    },
    {
      "path": "part/2/chapter/2",
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    },
    {
      "path": "regulation/6",
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      "heading": "Temporary deemed registration under the SFT Regulation",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-6",
      "extent": null,
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      "path": "regulation/7",
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    {
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    {
      "path": "regulation/11",
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      "path": "regulation/12",
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    {
      "path": "regulation/14",
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    {
      "path": "regulation/15",
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      "heading": "Transitional arrangements during the run-off period",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-15",
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    {
      "path": "regulation/16",
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      "heading": "Notification of a decision to impose requirements under regulation 15",
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    {
      "path": "regulation/17",
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      "number": "17",
      "heading": "Right to refer to the Tribunal",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-17",
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    {
      "path": "regulation/18",
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      "number": "18",
      "heading": "Application of Part 9 of the Financial Services and Markets Act 2000",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-18",
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    {
      "path": "part/2/chapter/4",
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      "heading": "Registration conversion",
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    {
      "path": "regulation/19",
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      "heading": "Registration under the SFT Regulation",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-19",
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    {
      "path": "regulation/20",
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    {
      "path": "regulation/21",
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      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-21",
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      "path": "regulation/22",
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    {
      "path": "regulation/23",
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      "number": "23",
      "heading": "Acknowledgement of receipt",
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    {
      "path": "regulation/24",
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      "heading": "FCA response",
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    {
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      "path": "regulation/25",
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      "heading": "Misleading the FCA: criminal offence",
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      "path": "regulation/41",
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      "heading": "The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001",
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      "heading": "The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018",
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      "number": "43",
      "heading": "The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-43",
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      "heading": "The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-44",
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      "path": "regulation/45",
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      "heading": "The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-45",
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      "heading": "The Deposit Guarantee Scheme and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018",
      "url": "https://openlegislation.uk/draft-securities-financing-transactions-securitisation-and-miscellaneous-amendments-eu-exit-regulations-2020/regulation-46",
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      "heading": "The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018",
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