{
  "url": "https://openlegislation.uk/draft-securitisation-amendment-eu-exit-regulations-2019/regulation-5",
  "json_url": "https://openlegislation.uk/draft-securitisation-amendment-eu-exit-regulations-2019/regulation-5.json",
  "legislation": "ukdsi/2019/9780111179024",
  "legislation_title": "The Securitisation (Amendment) (EU Exit) Regulations 2019",
  "legislation_url": "https://openlegislation.uk/draft-securitisation-amendment-eu-exit-regulations-2019",
  "path": "regulation/5",
  "kind": "regulation",
  "number": "5",
  "heading": "Article 3 (selling of securitisations to retail clients)",
  "text": "In Article 3, in paragraph (1)—\n(a) in the opening words for “point 11 of Article 4(1) of Directive 2014/65/EU” substitute “rule 3.4.1 of the Conduct of Business sourcebook of the FCA Handbook (retail clients)”; and\n(b) in point (a) for “Article 25(2) of Directive 2014/65/EU” substitute “rules 9A.2.1 and 9A.2.16 of the Conduct of Business sourcebook of the FCA Handbook (assessing suitability to buy and hold an investment)”.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2019/9780111179024/regulation/5",
    "retrieved_at": "2026-10-30T15:01:34.865446+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}