{
  "url": "https://openlegislation.uk/draft-short-selling-regulations-2024/schedule-1/paragraph-9",
  "json_url": "https://openlegislation.uk/draft-short-selling-regulations-2024/schedule-1/paragraph-9.json",
  "legislation": "ukdsi/2024/9780348265538",
  "legislation_title": "The Short Selling Regulations 2024",
  "legislation_url": "https://openlegislation.uk/draft-short-selling-regulations-2024",
  "path": "schedule/1/paragraph/9",
  "kind": "paragraph",
  "number": "9",
  "heading": null,
  "text": "This Table sets out the applied provisions of FSMA 2000 in the first column with specific modifications in relation to an applied provision mentioned in the corresponding entry in the second column—\nProvision of FSMA 2000\nModifications etc\nSection 207\n(proposal to take disciplinary measures)\nSection 208 (decision notice)\nSection 209 (publication)\nSection 210 (statements of policy)\nSection 211 (statements of policy: procedure)\nSection 387 (warning notices: procedure etc.)\nSection 388 (decision notices: procedure etc.)\nSection 389 and 390 (conclusion of proceedings)\nSection 391 (publication)\nSection 392 to 394 (third party rights and access to evidence)\nSection 395 (the FCA’s and PRA’s procedures)\nSection 396 (statements under section 395: consultation)\nSection 415B (consultation in relation to taking certain enforcement action)\nParagraphs 19 to 22 of Schedule 1ZA (the FCA: penalties)\nThe general modification in paragraph 8(b) does not apply in relation to references to authorised persons in paragraph 21 of Schedule 1ZA.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukdsi/2024/9780348265538/schedule/1/paragraph/9",
    "retrieved_at": "2026-10-30T14:40:14.742662+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}